{"id":952221,"date":"2026-04-16T13:14:42","date_gmt":"2026-04-16T17:14:42","guid":{"rendered":"https:\/\/www.marketnewsdesk.com\/index.php\/seth-appel-joins-roth-as-head-of-atm-equity-alternatives-banking-and-co-chief-investment-officer-of-roho-capital-opportunities-fund\/"},"modified":"2026-04-16T13:14:42","modified_gmt":"2026-04-16T17:14:42","slug":"seth-appel-joins-roth-as-head-of-atm-equity-alternatives-banking-and-co-chief-investment-officer-of-roho-capital-opportunities-fund","status":"publish","type":"post","link":"https:\/\/www.marketnewsdesk.com\/index.php\/seth-appel-joins-roth-as-head-of-atm-equity-alternatives-banking-and-co-chief-investment-officer-of-roho-capital-opportunities-fund\/","title":{"rendered":"Seth Appel Joins Roth as Head of ATM &amp; Equity Alternatives Banking and Co-Chief Investment Officer of RoHo Capital Opportunities Fund"},"content":{"rendered":"<div class=\"mw_release\">\n<p align=\"justify\">NEWPORT BEACH, Calif., April  16, 2026  (GLOBE NEWSWIRE) &#8212; via IBN \u2013 Roth Capital Partners (\u201cRoth\u201d),\u00a0<a href=\"https:\/\/www.globenewswire.com\/Tracker?data=Qc0ayeaT-GjDpapM-Ke06nMh4FE3P6cSYv5JxHS-ZGChB_k9eMVyi0bZiPT-cVJ3-cmRhVLndAa8YjKYiYBt0A==\" rel=\"nofollow\" target=\"_blank\">www.roth.com<\/a>, is pleased to announce the strategic appointment of Seth Appel as <strong>Head of ATM &amp; Equity Alternatives Banking<\/strong>. Mr. Appel brings over 30 years of capital markets experience and will focus on expanding Roth\u2019s capabilities in equity capital markets, with particular expertise in helping growth companies raise capital efficiently and creatively. In connection with his appointment, Mr. Appel will also serve as Co-Chief Investment Officer of RoHo Capital Opportunities Fund, a newly formed joint venture\u00a0between Horizon Technology Finance Corporation\u00a0(NASDAQ: HRZN), an affiliate of Monroe Capital, and CR Financial Holdings, Inc., the holding company for\u00a0Roth. The fund will be focused on providing debt-financing solutions to small- and micro-cap public companies. This appointment reinforces Roth\u2019s commitment to delivering world-class investment banking services by pairing deep market expertise with a client-first approach.<\/p>\n<p align=\"justify\">\n        <strong>Seth Appel<\/strong> joins Roth with a distinguished track record spanning more than three decades in capital markets. Over the course of his career, he has completed hundreds of transactions, raising more than $25 billion for clients across a wide range of industries. Prior to joining Roth, Mr. Appel served as a Senior Managing Director at B. Riley Securities, Inc. and its predecessor firms, Friedman Billings Ramsey (\u201cFBR\u201d) and MLV &amp; Co. LLC. Earlier in his career, he was Vice President of Listed Trading at Knight Capital Markets, where he spent six years as a listed trader and NASDAQ market maker, deploying firm capital to facilitate transactions for both retail and institutional investors.<\/p>\n<p align=\"justify\">Mr. Appel began his career as a public accountant with Arthur Andersen &amp; Co. He is a Certified Public Accountant and holds a Bachelor of Science in Accountancy from The George Washington University and an M.B.A. in Finance and International Business from the New York University Stern School of Business.<\/p>\n<p align=\"justify\">\u201cSeth\u2019s extensive capital markets experience and proven ability to execute across market cycles make him a tremendous addition to our team. His innovative approach to financing solutions and his deep relationships with institutional and retail investors align perfectly with Roth\u2019s mission of serving growth companies and their investors. We are thrilled to welcome him aboard,\u201d said Aaron Gurewitz, Co-CEO and Head of Investment Banking at Roth.<\/p>\n<p align=\"justify\">Mr. Appel\u2019s appointment further strengthens Roth\u2019s capital markets platform as the firm continues to grow its team of experienced professionals dedicated to helping clients navigate complex market environments and achieve their strategic objectives.<\/p>\n<p align=\"justify\">\n        <strong>About Roth Capital Partners:<\/strong>\n      <\/p>\n<p align=\"justify\">Roth Capital Partners is a relationship-driven investment bank focused on serving growth companies and their investors. Our full-service platform provides capital raising, high-impact equity research, macroeconomics, sales and trading, technical insights, derivatives strategies, M&amp;A advisory, and corporate access. Headquartered in Newport Beach, California, Roth is a privately held, employee-owned organization and maintains offices throughout the U.S. For more information, please visit <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=Qc0ayeaT-GjDpapM-Ke06olGDdlP_V4VmENV4pzW7Bfx2Z5KCrX-zBqxameBupwyOAgAXK0ODHlgCRKH39ukkQ==\" rel=\"nofollow\" target=\"_blank\">www.roth.com<\/a>.<\/p>\n<p>\n        <strong>Investor Contact:<\/strong>\n      <\/p>\n<p>Roth Capital Partners<br \/>Isabel Mattson-Pain<br \/>Managing Director, Chief Marketing Officer<br \/>949.720.7117, <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=mHftpvCGEMJC3dhC1w48x3JtYLd739ShXpUXk6ZWCSavNOW8V9OmceQeO1nPJljXWTI5Fr4eKZ28oDh6GjmfdSwAVrishnxtXC_1Eaz6zvg=\" rel=\"nofollow\" target=\"_blank\">imattson-pain@roth.com<\/a><br \/>Roth Capital Partners \u2013 Member FINRA\/SIPC \u2013 <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=Qc0ayeaT-GjDpapM-Ke06igJmrkLYroOGvNkTtE-XFdCfhHSsw3G6hWrM7ttfUwfpxFPgYCFtcirTmTDsCQMOg==\" rel=\"nofollow\" target=\"_blank\">www.roth.com<\/a><\/p>\n<p>\n        <strong>Media Contact:<\/strong>\n      <\/p>\n<p>IBN<br \/>Los Angeles, California<br \/><a href=\"https:\/\/www.globenewswire.com\/Tracker?data=q1hy16Nz3LcrcSOLUiFgqKroJp3dzBrg20wgSO3aPmlOg4OPnnnMx0uI0ffCo-z_zWtpAkfyunDdakT7jvSxpCZ7CZiN5HDpWZ2Hcy1jyj4exGH65Xo0PoeYhAVm9fVc\" rel=\"nofollow\" target=\"_blank\">www.InvestorBrandNetwork.com<\/a><br \/>310.299.1717 Office<br \/><a href=\"https:\/\/www.globenewswire.com\/Tracker?data=h63OyB3bZlBW0mORaRmEEMJw0wMS1hR5meijAfj5Mbg75OBR_l1C8NvvD6Wd7H6H3cft4a43ZAPFKqGvJSiV-YSzD7HFm-08gEPeH6g2CgiI5xWUEybyLd5u_0PIFaDe1IaACPdiY-Tjnsxa7Ec3rA==\" rel=\"nofollow\" target=\"_blank\">Editor@InvestorBrandNetwork.com<\/a><\/p>\n<p>      <img decoding=\"async\" alt=\"\" class=\"__GNW8366DE3E__IMG\" src=\"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=OTY5MTQ1MyM3NTQwMDIzIzUwMDA3ODQxMg==\" \/><br \/>\n      <br \/>\n      <img decoding=\"async\" alt=\"\" src=\"https:\/\/ml.globenewswire.com\/media\/ODZhNmY1MWItMTUyZC00MTZjLTgyNzYtYzQ3MzJhMzk0ZmQ2LTUwMDA3ODQxMi0yMDI2LTA0LTE2LWVu\/tiny\/Roth-Capital-Partners.png\" \/>\n    <\/div>\n<div class=\"mw_contactinfo\"><\/div>\n","protected":false},"excerpt":{"rendered":"<p>NEWPORT BEACH, Calif., April 16, 2026 (GLOBE NEWSWIRE) &#8212; via IBN \u2013 Roth Capital Partners (\u201cRoth\u201d),\u00a0www.roth.com, is pleased to announce the strategic appointment of Seth Appel as Head of ATM &amp; Equity Alternatives Banking. Mr. Appel brings over 30 years of capital markets experience and will focus on expanding Roth\u2019s capabilities in equity capital markets, with particular expertise in helping growth companies raise capital efficiently and creatively. In connection with his appointment, Mr. Appel will also serve as Co-Chief Investment Officer of RoHo Capital Opportunities Fund, a newly formed joint venture\u00a0between Horizon Technology Finance Corporation\u00a0(NASDAQ: HRZN), an affiliate of Monroe Capital, and CR Financial Holdings, Inc., the holding company for\u00a0Roth. The fund will be focused on providing debt-financing solutions to &hellip; <\/p>\n<p class=\"link-more\"><a href=\"https:\/\/www.marketnewsdesk.com\/index.php\/seth-appel-joins-roth-as-head-of-atm-equity-alternatives-banking-and-co-chief-investment-officer-of-roho-capital-opportunities-fund\/\" class=\"more-link\">Continue reading<span class=\"screen-reader-text\"> &#8220;Seth Appel Joins Roth as Head of ATM &amp; Equity Alternatives Banking and Co-Chief Investment Officer of RoHo Capital Opportunities Fund&#8221;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[],"tags":[],"class_list":["post-952221","post","type-post","status-publish","format-standard","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Seth Appel Joins Roth as Head of ATM &amp; Equity Alternatives Banking and Co-Chief Investment Officer of RoHo Capital Opportunities Fund - Market Newsdesk<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.marketnewsdesk.com\/index.php\/seth-appel-joins-roth-as-head-of-atm-equity-alternatives-banking-and-co-chief-investment-officer-of-roho-capital-opportunities-fund\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Seth Appel Joins Roth as Head of ATM &amp; Equity Alternatives Banking and Co-Chief Investment Officer of RoHo Capital Opportunities Fund - Market Newsdesk\" \/>\n<meta property=\"og:description\" content=\"NEWPORT BEACH, Calif., April 16, 2026 (GLOBE NEWSWIRE) &#8212; via IBN \u2013 Roth Capital Partners (\u201cRoth\u201d),\u00a0www.roth.com, is pleased to announce the strategic appointment of Seth Appel as Head of ATM &amp; Equity Alternatives Banking. Mr. Appel brings over 30 years of capital markets experience and will focus on expanding Roth\u2019s capabilities in equity capital markets, with particular expertise in helping growth companies raise capital efficiently and creatively. In connection with his appointment, Mr. Appel will also serve as Co-Chief Investment Officer of RoHo Capital Opportunities Fund, a newly formed joint venture\u00a0between Horizon Technology Finance Corporation\u00a0(NASDAQ: HRZN), an affiliate of Monroe Capital, and CR Financial Holdings, Inc., the holding company for\u00a0Roth. The fund will be focused on providing debt-financing solutions to &hellip; Continue reading &quot;Seth Appel Joins Roth as Head of ATM &amp; Equity Alternatives Banking and Co-Chief Investment Officer of RoHo Capital Opportunities Fund&quot;\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.marketnewsdesk.com\/index.php\/seth-appel-joins-roth-as-head-of-atm-equity-alternatives-banking-and-co-chief-investment-officer-of-roho-capital-opportunities-fund\/\" \/>\n<meta property=\"og:site_name\" content=\"Market Newsdesk\" \/>\n<meta property=\"article:published_time\" content=\"2026-04-16T17:14:42+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=OTY5MTQ1MyM3NTQwMDIzIzUwMDA3ODQxMg==\" \/>\n<meta name=\"author\" content=\"Newsdesk\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Newsdesk\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/seth-appel-joins-roth-as-head-of-atm-equity-alternatives-banking-and-co-chief-investment-officer-of-roho-capital-opportunities-fund\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/seth-appel-joins-roth-as-head-of-atm-equity-alternatives-banking-and-co-chief-investment-officer-of-roho-capital-opportunities-fund\\\/\"},\"author\":{\"name\":\"Newsdesk\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/#\\\/schema\\\/person\\\/482f27a394d4fda80ecb5499e519d979\"},\"headline\":\"Seth Appel Joins Roth as Head of ATM &amp; 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Mr. Appel brings over 30 years of capital markets experience and will focus on expanding Roth\u2019s capabilities in equity capital markets, with particular expertise in helping growth companies raise capital efficiently and creatively. In connection with his appointment, Mr. Appel will also serve as Co-Chief Investment Officer of RoHo Capital Opportunities Fund, a newly formed joint venture\u00a0between Horizon Technology Finance Corporation\u00a0(NASDAQ: HRZN), an affiliate of Monroe Capital, and CR Financial Holdings, Inc., the holding company for\u00a0Roth. 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