{"id":772850,"date":"2023-07-26T22:27:35","date_gmt":"2023-07-27T02:27:35","guid":{"rendered":"https:\/\/www.marketnewsdesk.com\/index.php\/lpl-financial-names-althea-brown-chief-legal-officer\/"},"modified":"2023-07-26T22:27:35","modified_gmt":"2023-07-27T02:27:35","slug":"lpl-financial-names-althea-brown-chief-legal-officer","status":"publish","type":"post","link":"https:\/\/www.marketnewsdesk.com\/index.php\/lpl-financial-names-althea-brown-chief-legal-officer\/","title":{"rendered":"LPL Financial Names Althea Brown Chief Legal Officer"},"content":{"rendered":"

\nTenured executive will continue to evolve legal department into a best-in-industry asset for financial advisors, institutions and LPL
\n<\/h2>\n
\n

CHARLOTTE, N.C., July 26, 2023 (GLOBE NEWSWIRE) — LPL Financial LLC<\/a> (Nasdaq:LPLA)\u00a0announced today that Althea Brown will join LPL in September as managing director and chief legal officer. She will lead the firm\u2019s Corporate Law and Government Relations; Litigation and Regulatory Affairs; and Legal Operations and Business Management functions; and serve as a member of the Management Committee.<\/p>\n

\u201cAlthea has significant experience in leading high-performing legal teams for large corporations across retail, technology and financial services,\u201d said Dan Arnold, LPL president and CEO. \u201cHer experience leading legal teams that support innovative and highly regulated technology products and solutions makes her the right leader to continue to evolve our legal department into a best-in-industry asset for our clients.\u201d<\/p>\n

Brown joins LPL from Google, where she most recently served as Legal Director, overseeing a large team of product and commercial lawyers advising subsidiary Fitbit and Google\u2019s Devices and Services\u2019 marketing, e-commerce, retail, customer support and the vendor management office. Earlier in her career, Althea served as supervising attorney for Morgan Stanley Smith Barney. She holds a Six Sigma Black Belt and is a Fellow with the Leadership Council on Legal Diversity.<\/p>\n

\u201cAs someone who values teamwork, collaboration and financial empowerment, I\u2019m honored to join LPL\u2019s Management Committee as we continue to pursue LPL\u2019s mission to take care of advisors so they can take care of their clients,\u201d said Brown. \u201cIt\u2019s inspiring to see the firm\u2019s dedication and commitment to developing innovative technology, services and capabilities that empower and enable advisors and institutions to effectively support their clients\u2019 financial goals.\u201d<\/p>\n

Brown will be relocating to San Diego, CA where she\u2019ll work out of LPL\u2019s corporate office. She will fill the role currently held by Michelle Oroschakoff, who will retire this fall after a 10-year career at LPL and 30 years in the industry.<\/p>\n

\u201cOver the last decade, Michelle has been instrumental to the firm\u2019s success through her legal and compliance expertise, thoughtful leadership and commitment to fostering a culture of belonging. We thank her and wish her well,\u201d Arnold said.<\/p>\n

\n
\n About LPL Financial<\/u>
\n <\/strong>
\n
LPL Financial Holdings, Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader in the markets we serve, supporting more than 21,000 financial advisors, including advisors at approximately 1,100 enterprises and at approximately 500 registered investment advisor (“RIA”) firms nationwide. We are steadfast in our commitment to the advisor-mediated advice model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.<\/p>\n

\n LPL and its affiliated companies provide financial services only from the United States.<\/em>\n <\/p>\n

Securities and advisory services offered through LPL Financial LLC, a registered investment advisor. Member FINRA\/SIPC.<\/p>\n

Throughout this communication, the terms \u201cfinancial advisors\u201d and \u201cadvisors\u201d are used to refer to registered representatives and\/or investment advisor representatives affiliated with LPL Financial LLC.<\/p>\n

We routinely disclose information that may be important to shareholders in the \u201cInvestor Relations\u201d or \u201cPress Releases\u201d section of our website.<\/p>\n

Connect with Us!<\/p>\n

\n https:\/\/twitter.com\/lpl<\/a>\n <\/p>\n

\n https:\/\/www.linkedin.com\/company\/lpl-financial<\/a>\n <\/p>\n

\n https:\/\/www.facebook.com\/LPLFinancialLLC<\/a>\n <\/p>\n

\n https:\/\/www.youtube.com\/user\/lplfinancialllc<\/a>\n <\/p>\n

\n For more information:<\/strong>
\n
\n Media.relations@lplfinancial.com<\/a>
\n
(805) 640-5391<\/p>\n


\n
\n \n <\/div>\n

<\/div>\n","protected":false},"excerpt":{"rendered":"

Tenured executive will continue to evolve legal department into a best-in-industry asset for financial advisors, institutions and LPL CHARLOTTE, N.C., July 26, 2023 (GLOBE NEWSWIRE) — LPL Financial LLC (Nasdaq:LPLA)\u00a0announced today that Althea Brown will join LPL in September as managing director and chief legal officer. She will lead the firm\u2019s Corporate Law and Government Relations; Litigation and Regulatory Affairs; and Legal Operations and Business Management functions; and serve as a member of the Management Committee. \u201cAlthea has significant experience in leading high-performing legal teams for large corporations across retail, technology and financial services,\u201d said Dan Arnold, LPL president and CEO. \u201cHer experience leading legal teams that support innovative and highly regulated technology products and solutions makes her the right … <\/p>\n

Continue reading “LPL Financial Names Althea Brown Chief Legal Officer”<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[],"tags":[],"class_list":["post-772850","post","type-post","status-publish","format-standard","hentry"],"yoast_head":"\nLPL Financial Names Althea Brown Chief Legal Officer - Market Newsdesk<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.marketnewsdesk.com\/index.php\/lpl-financial-names-althea-brown-chief-legal-officer\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"LPL Financial Names Althea Brown Chief Legal Officer - Market Newsdesk\" \/>\n<meta property=\"og:description\" content=\"Tenured executive will continue to evolve legal department into a best-in-industry asset for financial advisors, institutions and LPL CHARLOTTE, N.C., July 26, 2023 (GLOBE NEWSWIRE) — LPL Financial LLC (Nasdaq:LPLA)\u00a0announced today that Althea Brown will join LPL in September as managing director and chief legal officer. She will lead the firm\u2019s Corporate Law and Government Relations; Litigation and Regulatory Affairs; and Legal Operations and Business Management functions; and serve as a member of the Management Committee. \u201cAlthea has significant experience in leading high-performing legal teams for large corporations across retail, technology and financial services,\u201d said Dan Arnold, LPL president and CEO. \u201cHer experience leading legal teams that support innovative and highly regulated technology products and solutions makes her the right … Continue reading "LPL Financial Names Althea Brown Chief Legal Officer"\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.marketnewsdesk.com\/index.php\/lpl-financial-names-althea-brown-chief-legal-officer\/\" \/>\n<meta property=\"og:site_name\" content=\"Market Newsdesk\" \/>\n<meta property=\"article:published_time\" content=\"2023-07-27T02:27:35+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=ODg4MTMzNCM1NzExMDU3IzIwMTkxNDA=\" \/>\n<meta name=\"author\" content=\"Newsdesk\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Newsdesk\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/lpl-financial-names-althea-brown-chief-legal-officer\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/lpl-financial-names-althea-brown-chief-legal-officer\\\/\"},\"author\":{\"name\":\"Newsdesk\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/#\\\/schema\\\/person\\\/482f27a394d4fda80ecb5499e519d979\"},\"headline\":\"LPL Financial Names Althea Brown Chief Legal Officer\",\"datePublished\":\"2023-07-27T02:27:35+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/lpl-financial-names-althea-brown-chief-legal-officer\\\/\"},\"wordCount\":623,\"image\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/lpl-financial-names-althea-brown-chief-legal-officer\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/www.globenewswire.com\\\/newsroom\\\/ti?nf=ODg4MTMzNCM1NzExMDU3IzIwMTkxNDA=\",\"inLanguage\":\"en-US\"},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/lpl-financial-names-althea-brown-chief-legal-officer\\\/\",\"url\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/lpl-financial-names-althea-brown-chief-legal-officer\\\/\",\"name\":\"LPL Financial Names Althea Brown Chief Legal Officer - 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