{"id":728328,"date":"2023-02-02T14:15:03","date_gmt":"2023-02-02T19:15:03","guid":{"rendered":"https:\/\/www.marketnewsdesk.com\/index.php\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\/"},"modified":"2023-02-02T14:15:03","modified_gmt":"2023-02-02T19:15:03","slug":"sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock","status":"publish","type":"post","link":"https:\/\/www.marketnewsdesk.com\/index.php\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\/","title":{"rendered":"Sorrento Issues Supplement to its Previously Issued \u201cFAQ\u201d Regarding the Dividend of Scilex Holding Company Common Stock"},"content":{"rendered":"<div class=\"mw_release\">\n<p>SAN DIEGO, Feb.  02, 2023  (GLOBE NEWSWIRE) &#8212; Sorrento Therapeutics, Inc. (Nasdaq: SRNE, \u201cSorrento\u201d) today posted a supplement to its previously issued \u201cFrequently Asked Questions\u201d document under the \u201cInvestors\u201d section of its website at <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=IH_c7JGgx6DVMrg5BZu5Ysn65U0X1kjmVVNjL1KJ0IW_ltP9b01M2W-N3jcr3EwESjx_VtQPG9Ygd7fiNfeOJkD20bupMRQseH-rUmmY0NKNAiF--Q9LIraRsw_Zeo3t\" rel=\"nofollow noopener\" target=\"_blank\"><u>www.sorrentotherapeutics.com<\/u><\/a> regarding its recent dividend to Sorrento stockholders of shares of common stock of Scilex Holding Company held by Sorrento.<\/p>\n<p>The supplement to the FAQs provides notice regarding the Depository Trust and Clearing Corporation\u2019s removal of the contra-CUSIP on Scilex common stock that was distributed as a dividend to Sorrento\u2019s stockholders and provides notice to brokerage firms, banks, dealers and similar organizations listed therein that a dividend confirmation had previously been distributed to such firms by Scilex\u2019s transfer agent and requests that such firms contact Scilex\u2019s transfer agent if they have not received such confirmation. The supplement also reiterates a question related to issues that may arise with respect to the dividend in connection with short positions in Sorrento common stock.<\/p>\n<p>The supplement to the FAQs and related annex are included in this press release and can also be found <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=UXoWD4GzBd6XGRcaHX3Z3sixGJRxReDafnDjA1XZZvSYBQiGAipdhTJnD1X5eOnXdXLglM409jWKrKVC9WxzYdvxlpaOpJUFZ4AcGSuY6Q96dMqU01A-MXWrnFCIbXBSn5_Ax5rAK_lESGJgWv3Wjw==\" rel=\"nofollow noopener\" target=\"_blank\"><u>here<\/u>.<\/a><\/p>\n<p align=\"center\">\n        <strong>SUPPLEMENT TO <br \/>FREQUENTLY<\/strong><br \/>\n        <strong>ASKED<\/strong><br \/>\n        <strong>QUESTIONS\u00a0<br \/><\/strong><br \/>\n        <strong>REGARDING<\/strong><br \/>\n        <strong>THE<\/strong><br \/>\n        <strong>DIVIDEND<\/strong><br \/>\n        <strong>OF<\/strong><br \/>\n        <strong>SCILEX<\/strong><br \/>\n        <strong>HOLDING<\/strong><br \/>\n        <strong>COMPANY<\/strong><br \/>\n        <strong>COMMON<\/strong><br \/>\n        <strong>STOCK<\/strong><br \/>\n        <strong>BY <br \/>SORRENTO THERAPEUTICS, INC.<\/strong>\n      <\/p>\n<p align=\"justify\">This supplement is a supplement to the Frequently Asked Questions Regarding the Dividend of Scilex Holding Company Common Stock by Sorrento Therapeutics, Inc. (<u>Sorrento<\/u>) that was issued by Sorrento on January 29, 2023 (the <u>FAQ<\/u>), a copy of which can be found under the \u201cInvestors\u201d section of its website at <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=IH_c7JGgx6DVMrg5BZu5Ysn65U0X1kjmVVNjL1KJ0IV-Z4DZPuIYYoSLoZby_BSEI-K-Rqoyj80vFWi9Yie-DSv9PIF6WxlYgrurxYhcmb1jv4EuYjbirP5JVRuxVqtNZE1rn9gcbC01NRnIXz8cKIDcuhA8ru0mBqoh5BjZo9qObIYRJxZewyhmxTHrpps1JKSrHDkzFtCvR-ExkxAsUdAxt12pAKuLRQoVbe2NcqD7R6DZN5Ez4BFritR7a9nWeKj45HdaiM5r-vhZ523lFf_HQFblO55a2xWQjPIlWvc=\" rel=\"nofollow noopener\" target=\"_blank\"><u>www.sorrentotherapeutics.com<\/u>.<\/a> This supplement is being issued to update and supplement the information in the FAQ to notify investors regarding certain matters relating to the dividend and reiterate certain questions and answers from the FAQ. Capitalized terms used in this supplement shall have their respective meetings set forth in the FAQ.<\/p>\n<p align=\"center\">\n        <strong>NOTICE<\/strong><br \/>\n        <strong>OF<\/strong><br \/>\n        <strong>REMOVAL<\/strong><br \/>\n        <strong>OF<\/strong><br \/>\n        <strong>CONTRA-CUSIP<\/strong><br \/>\n        <strong>BY<\/strong><br \/>\n        <strong>DTCC<\/strong>\n      <\/p>\n<p align=\"justify\">\n        <strong>Effective as of February 2, 2023, the Depository Trust and Clearing Corporation has removed the \u201ccontra-CUSIP\u201d<\/strong><br \/>\n        <strong>that<\/strong><br \/>\n        <strong>it<\/strong><br \/>\n        <strong>had<\/strong><br \/>\n        <strong>previously<\/strong><br \/>\n        <strong>imposed<\/strong><br \/>\n        <strong>on<\/strong><br \/>\n        <strong>the<\/strong><br \/>\n        <strong>Dividend<\/strong><br \/>\n        <strong>Stock.<\/strong><br \/>\n        <strong>Any<\/strong><br \/>\n        <strong>shares<\/strong><br \/>\n        <strong>of<\/strong><br \/>\n        <strong>Dividend<\/strong><br \/>\n        <strong>Stock held by your brokerage firm, bank, dealer or other similar organization for your benefit now bear only Scilex\u2019s CUSIP number, which is 80880W106. If you are entitled to receive Dividend Stock, please<\/strong><br \/>\n        <strong>contact<\/strong><br \/>\n        <strong>your<\/strong><br \/>\n        <strong>brokerage<\/strong><br \/>\n        <strong>firm,<\/strong><br \/>\n        <strong>bank,<\/strong><br \/>\n        <strong>or<\/strong><br \/>\n        <strong>other<\/strong><br \/>\n        <strong>similar<\/strong><br \/>\n        <strong>organization<\/strong><br \/>\n        <strong>immediately<\/strong><br \/>\n        <strong>to<\/strong><br \/>\n        <strong>confirm<\/strong><br \/>\n        <strong>that the CUSIP number appears on your brokerage statement with respect to your Dividend Stock.<\/strong>\n      <\/p>\n<p align=\"center\">\n        <strong>NOTICE<\/strong><br \/>\n        <strong>TO<\/strong><br \/>\n        <strong>BROKERAGE<\/strong><br \/>\n        <strong>FIRMS,<\/strong><br \/>\n        <strong>BANKS,<\/strong><br \/>\n        <strong>DEALERS<\/strong><br \/>\n        <strong>AND<\/strong><br \/>\n        <strong>OTHER<\/strong><br \/>\n        <strong>SIMILAR <\/strong><br \/>\n        <strong>ORGANIZATIONS<\/strong>\n      <\/p>\n<p align=\"justify\">\n        <strong>If the name of your firm, bank or other similar organization is set forth on Annex B of the FAQ, which Annex B is repeated below for convenience, and your firm, bank or similar organization has not received<\/strong><br \/>\n        <strong>the Dividend<\/strong><br \/>\n        <strong>Confirmation<\/strong><br \/>\n        <strong>that<\/strong><br \/>\n        <strong>was<\/strong><br \/>\n        <strong>mailed to your<\/strong><br \/>\n        <strong>firm, bank or similar organization, please contact Scilex\u2019s transfer agent immediately to obtain a copy of the Dividend Confirmation. Please<\/strong><br \/>\n        <strong>note<\/strong><br \/>\n        <strong>that<\/strong><br \/>\n        <strong>copies<\/strong><br \/>\n        <strong>of<\/strong><br \/>\n        <strong>the<\/strong><br \/>\n        <strong>Dividend<\/strong><br \/>\n        <strong>Confirmations<\/strong><br \/>\n        <strong>mailed<\/strong><br \/>\n        <strong>to<\/strong><br \/>\n        <strong>the<\/strong><br \/>\n        <strong>organizations<\/strong><br \/>\n        <strong>set<\/strong><br \/>\n        <strong>forth<\/strong><br \/>\n        <strong>on<\/strong><br \/>\n        <strong>Annex B are set forth on the Annex B-1.<\/strong><br \/>\n        <strong>Scilex\u2019s transfer agent\u2019s contact information is as follows:<\/strong>\n      <\/p>\n<p align=\"center\">\n        <strong>Continental<\/strong><br \/>\n        <strong>Stock<\/strong><br \/>\n        <strong>Transfer<\/strong><br \/>\n        <strong>&amp;<\/strong><br \/>\n        <strong>Trust<\/strong><br \/>\n        <strong>Company <br \/>Telephone Number<\/strong>: 800-509-5586\u00a0<br \/><strong>Email<\/strong><strong>Address<\/strong>: <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=MR8sz7ko_dHv-SYL0ZVp-xYRcajDj-VUm9ZqmEfVmaqcc5fmvoH_t95D8VnPwyYzrzSm5FwslaDhgZEBbXhDFER2hnkBBikj65XZbuyYS6Z7fzGSr_VQFE8rTE3h65Bv\" rel=\"nofollow noopener\" target=\"_blank\">cstmail@continentalstock.com<\/a><\/p>\n<p>\n        <strong>Several<\/strong><br \/>\n        <strong>major<\/strong><br \/>\n        <strong>brokers<\/strong><br \/>\n        <strong>have<\/strong><br \/>\n        <strong>confirmed<\/strong><br \/>\n        <strong>to<\/strong><br \/>\n        <strong>Sorrento<\/strong><br \/>\n        <strong>and<\/strong><br \/>\n        <strong>Scilex<\/strong><br \/>\n        <strong>that<\/strong><br \/>\n        <strong>they<\/strong><br \/>\n        <strong>are<\/strong><br \/>\n        <strong>adding<\/strong><br \/>\n        <strong>the<\/strong><br \/>\n        <strong>Scilex<\/strong><br \/>\n        <strong>share positions to the individual brokerage accounts of Sorrento shareholders receiving the Dividend <\/strong><br \/>\n        <strong>Stock.<\/strong>\n      <\/p>\n<p align=\"center\">\n        <strong>SUPPLEMENTAL<\/strong><br \/>\n        <strong>QUESTION<\/strong><br \/>\n        <strong>AND<\/strong><br \/>\n        <strong>ANSWER<\/strong>\n      <\/p>\n<table style=\"border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:5%;width:5%;min-width:5%;vertical-align: top\">\n            <strong>Q:<\/strong>\n          <\/td>\n<td style=\"max-width:95%;width:95%;min-width:95%;vertical-align: middle;text-align: left;padding-left: 20.0px;text-align: justify;vertical-align: middle;vertical-align: top\">\n            <strong>If<\/strong><br \/>\n            <strong>I<\/strong><br \/>\n            <strong>loaned<\/strong><br \/>\n            <strong>my<\/strong><br \/>\n            <strong>shares<\/strong><br \/>\n            <strong>of<\/strong><br \/>\n            <strong>Sorrento<\/strong><br \/>\n            <strong>common<\/strong><br \/>\n            <strong>stock<\/strong><br \/>\n            <strong>to<\/strong><br \/>\n            <strong>short<\/strong><br \/>\n            <strong>sellers<\/strong><br \/>\n            <strong>or<\/strong><br \/>\n            <strong>any<\/strong><br \/>\n            <strong>other<\/strong><br \/>\n            <strong>party<\/strong><br \/>\n            <strong>as of the Record Date, am I still entitled to receive Dividend Stock as of the Payment <\/strong><br \/>\n            <strong>Date?<\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"vertical-align: top\">A:<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 20.0px;text-align: justify;vertical-align: middle;vertical-align: top\">Only Record Holders as of the Record Date are entitled to receive the Dividend Stock. If you were the Record Holder as of the Record Date and are entitled to receive the Dividend Stock, but have not received the Dividend Stock, you may be entitled to receive Dividend Stock from the short seller or other party who borrowed your shares of Sorrento common stock, whether through the lending programs implemented by your brokerage firm, bank, dealer and other similar organization or otherwise. <strong>If<\/strong><strong>you<\/strong><strong>were<\/strong><strong>a<\/strong><strong>Record<\/strong><strong>Holder<\/strong><strong>as<\/strong><strong>of<\/strong><strong>the<\/strong><strong>Record Date and have not received your Dividend Stock, please consult with your financial advisor,<\/strong><strong>broker<\/strong><strong>or<\/strong><strong>other<\/strong><strong>agent<\/strong><strong>immediately<\/strong><strong>to<\/strong><strong>determine<\/strong><strong>how<\/strong><strong>to<\/strong><strong>receive<\/strong><strong>your<\/strong><strong>Dividend<\/strong><br \/><strong>Stock.<\/strong><\/td>\n<\/tr>\n<\/table>\n<p align=\"center\">\n        <strong>Annex B <br \/>Broker<\/strong><br \/>\n        <strong>List<\/strong>\n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"3\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">ABN AMRO CLEARING CHICAGO LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">175 WEST JACKSON BLVD. CHICAGO<br \/>IL ILLINOIS 60604 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">Albert Fried &amp; Company LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">45 BROADWAY, 24TH FLOOR<br \/>24TH FLOOR NEW YORK NY NEW YORK<br \/>10006 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">AMALGAMATED BANK<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">275 7TH AVENUE NEW YORK<br \/>NY NEW YORK 10003 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">AMERICAN ENTERPRISE INVESTMENT SERVICES INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">682 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS<br \/>MN MINNESOTA 55474 US<\/td>\n<\/tr>\n<\/table>\n<p>\n        \n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"8\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">APEX CLEARING CORPORATION<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">2 GATEWAY<br \/>CENTER 283-299 MARKET ST 16TH FLOOR NEWARK<br \/>NJ NEW JERSEY 07102-5005 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BANK OF AMERICA, NA\/GWIM TRUST OPERATIONS<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">901 MAIN STREET<br \/>12TH FLOOR DALLAS<br \/>TX TEXAS 23113 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BANK OF NEW YORK MELLON<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">111 SANDERS CREEK PARKWAY 2ND FLOOR<br \/>2ND FLOOR EAST SYRACUSE NY NEW YORK 13057 US.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BARCLAYS CAPITAL INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">DTC CUSTODY PARTICIPANT- NY WINDOW -570 WASHINGTON BLVD (ATTN: ROSA HICKS- MILLER OR ROBERT MENDEZ<br \/>JERSEY CITY NJ NEW JERSEY<br \/>07310 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BARCLAYS CAPITAL INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">DTC CUSTODY PARTICIPANT- NY WINDOW -570 WASHINGTON BLVD (ATTN: ROSA HICKS-MILLER OR ROBERT MENDEZ JERSEY CITY<br \/>NJ NEW JERSEY 07310 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BMO CAPITAL MARKETS CORP.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">3 2ND STREET<br \/>12TH FLOOR JERSEY CITY NJ NEW JERSEY 07302 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BMO HARRIS BANK NA\/TRUST<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">11270 W PARK PL MILWAUKEE<br \/>WI WISCONSIN 53224 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BMO Nesbitt Burns Inc., Toronto<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">250 YONGE STREET,<br \/>7TH FLOOR<br \/>7TH FLOOR TORONTO ON ONTARIO M5B 2M8 CA<br \/>CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BNP PARIBAS, NEW YORK BRANCH\/BNP PARIBAS PRIME<br \/>BROKERAGE CUSTODIAN<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">100 WEST 33RD STREET<br \/>3RD FLOOR NEW YORK NY NEW YORK<br \/>10001<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BNP PARIBAS, NEW YORK BRANCH\/BNP PARIBAS PRIME<br \/>BROKERAGE CUSTODIAN<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">100 WEST 33RD STREET<br \/>3RD FLOOR NEW YORK NY NEW YORK<br \/>10001<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BNY MELLON<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">PO BOX 392002<br \/>500 ROSS STREET PITTSBURGH<br \/>PA<br \/>PENNSYLVANIA 15262 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BNY MELLON\/WEALTH MANAGEMENT<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1 FREEDOM VALLEY DRIVE<br \/>OAKS<br \/>PA PENNSYLVANIA 19456 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BNYMELLON<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">111 SANDERS CREEK PARKWAY 2ND FLOOR<br \/>2ND FLOOR EAST SYRACUSE<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BNYMELLON\/RE BARCLAYS CAPITAL SECURITIES LTD.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">ONE WALL STREET NEW YORK<br \/>NY NEW YORK 10286<\/td>\n<\/tr>\n<\/table>\n<p>\n        \n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"10\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\u00a0<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">NY NEW YORK 13057 US<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BNYMELLON\/RE CACEIS BANK LUXEMBOURG<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">500 Grant St.<br \/>BNY Mellon Center PITTSBURGH<br \/>PA PENNSYLVANIA<br \/>15258<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BNYMELLON\/RE CACEIS BANK, NETHERLANDS<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">111 SANDERS CREEK PARKWAY<br \/>EAST SYRACUSE NY NEW YORK 13057<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BNYMELLON\/RE CHARLES STANLEY AND COMPANY, LIMITED<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">111 SANDERS CREEK PARKWAY 2ND FLOOR<br \/>2ND FLOOR EAST SYRACUSE NY NEW YORK<br \/>13057 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BNYMELLON\/RE ETF &#8211; ISHARES DTC\/NSCC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">111 SANDERS CREEK PARKWAY<br \/>EAST SYRACUSE NY NEW YORK 13057<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BNYMELLON\/RE WINTERFLOOD SECURITIES LTD<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">500 Grant St.<br \/>BNY Mellon Center PITTSBURGH<br \/>PA PENNSYLVANIA 15258<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BOFA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">4804 Deer Lake Drive East<br \/>FL9-803-04-04- 4th<br \/>floor JACKSONVILLE FL FLORIDA<br \/>32246 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BOFA<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">4804 Deer Lake Drive East<br \/>FL9-803-04-04- 4th<br \/>floor JACKSONVILLE FL FLORIDA<br \/>32246 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BOFA SECURITIES INC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">4804 Deer Lake Drive East<br \/>FL9-803-04-04- 4th<br \/>floor JACKSONVILLE FL FLORIDA<br \/>32246 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">BROWN BROTHERS HARRIMAN &amp; CO.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">140 BROADWAY ATTN: CORPORATE ACTIONS VAULT NEW YORK<br \/>NY NEW YORK 10005 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">BROWN BROTHERS HARRIMAN &amp; CO.\/ETF<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">140 BROADWAY NEW YORK<br \/>NY NEW YORK 10005<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">CALDWELL SECURITIES LTD.\/CDS**<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">55 UNIVERSITY AVENUE<br \/>SUITE 340 TORONTO ON ONTARIO<br \/>M5J 2H7 CANADA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">CANACCORD GENUITY CORP.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">609 GRANVILLE ST VANCOUVER<br \/>BC BRITISH COLUMBIA<br \/>V7Y 1H2 CA CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">CANTOR, FITZGERALD &amp; CO.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">135 E 57TH ST 5TH FL<br \/>NEW YORK<br \/>NY NEW YORK 10041 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">CDS CLEARING AND DEPOSITORY SERVICES INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;text-align: justify;vertical-align: middle;vertical-align: top\">100 ADELAIDE STREET WEST TORONTO<br \/>ON ONTARIO<br \/>M5H 1S3 CA CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">CETERA INVESTMENT SERVICES LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">400 FIRST STREET<br \/>SOUTH, SUITE 300<br \/>SUITE 300 ST. CLOUD<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">CHARLES SCHWAB &amp; CO., INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">211 MAIN STREET SAN FRANCISCO CA CALIFORNIA<br \/>94105 US<\/td>\n<\/tr>\n<\/table>\n<p>\n        \n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"9\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\u00a0<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">MN MINNESOTA 56302-0283 US<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">CI INVESTMENT SERVICES INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">199 BAY STREET<br \/>SUITE 2600 TORONTO ON ONTARIO M5L 1E2 CA<br \/>CANADA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">CIBC WORLD MARKETS INC.\/CDS**<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">161 BAY STREET 10 FL<br \/>TORONTO ON ONTARIO<br \/>M5J 2S8 CA CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">CITIBANK, N.A.\/ETF<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">3800 CITIGROUP CENTER<br \/>B2\/2 TAMPA<br \/>FL FLORIDA 33610<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">CITIBANK, NATIONAL ASSOCIATION<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">3800 CITIBANK CENTER TAMPA BLDG.B FIRST FLOOR ZONE 8 TAMPA<br \/>FL FLORIDA 33610-9122 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">CITIGROUP GLOBAL MARKETS, INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">580 CROSSPOINT PARKWAY GETZVILLE<br \/>NY NEW YORK 14068 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">CLEAR STREET LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">4 World Trade Center, 45th Floor<br \/>150 Greenwich Street NEW YORK<br \/>NY NEW YORK 10007<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">CLEARSTREET IO<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">55 BROADWAY<br \/>(SUITE 2102) CORPORATE ACTIONS NEW YORK<br \/>NEW YORK 10006 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">COMMERCE BANK<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">922 WALNUT STREET MAIL STOP TBTS-2 KANSAS CITY<br \/>MO MISSOURI 64106 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">COR CLEARING LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">9300 UNDERWOOD AVE<br \/>SUITE 400 OMAHA<br \/>NE NEBRASKA 68114 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">Credential Securities Inc.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">800-1111 WEST GEORGIA STREET VANCOUVER<br \/>BC BRITISH COLUMBIA<br \/>V6E 4T6 CA CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">CREST INTERNATIONAL NOMINEES LIMITED<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">33 CANNON STREET LONDON EC4M 5SB GB<br \/>UNITED KINGDO<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">CURVATURE SECURITIES, LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">39 MAIN STREET CHATHAM<br \/>NJ NEW JERSEY 07928 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">D.A. DAVIDSON &amp; CO.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">8 3RD STREET NORTH GREAT FALLS MT MONTANA<br \/>59401 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">DEPOSITO CENTRAL DE VALORES S.A., DEPOSITO DE<br \/>VALORES<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">AVENIDA APOQUINDO # 4001<br \/>FLOOR 12, C.P.<br \/>7550162, SANTIAGO CL CHILE<\/td>\n<\/tr>\n<\/table>\n<p>\n        \n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"9\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">DESJARDINS SECURITIES INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1253 McGill College 10TH FLOOR MONTREAL QUEBEC<br \/>H3B 2Y5 CA CANADA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">DEUTSCHE BANK AG NY\/US CUSTODY<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1251 Avenue Of The Americas<br \/>NEW YORK NY NEW YORK 10020<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">DEUTSCHE BANK SECURITIES INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">60 WALL STREET<br \/>9TH FLOOR NEW YORK NY NEW YORK 10005 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">DRIVEWEALTH, LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">15 EXCHANGE PLACE<br \/>10TH FLOOR JERSEY CITY<br \/>NEW JERSEY 07302<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">E*TRADE CLEARING LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">HARBORSIDE FINANCIAL CENTER<br \/>501 PLAZA 11 JERSEY CITY<br \/>NJ NEW JERSEY 07311 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">EDWARD D. JONES &amp; CO., L.P.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">12555 MANCHESTER ROAD<br \/>ST. LOUIS<br \/>MO MISSOURI 63131-3729 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">EDWARD D. JONES &amp; CO., L.P.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">201 PROGRESS PARKWAY MARYLAND HEIGHTS<br \/>MO MISSOURI 63043 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">FIDELITY CLEARING CANADA<br \/>ULC\/CDS**<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">483 BAY ST. SOUTH TOWER TORONTO<br \/>ON ONTARIO M5G2N7 CA CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">FIFTH THIRD BANK<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">5001 KINGSLEY DRIVE<br \/>MAIL DROP 1MOB28 CINCINNATI<br \/>OH OHIO 45227 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">FOLIO INVESTMENTS, INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">8180 GREENSBORO DRIVE<br \/>8TH FLOOR MCLEAN<br \/>VA VIRGINIA 22102 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">FUTU CLEARING INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">12750 Merit Drive<br \/>SUITE 475 DALLAS TX TEXAS 75251<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">GMP SECURITIES L.P.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">145 KING STREET<br \/>WEST, SUITE 300 11TH FLOOR TORONTO<br \/>ON ONTARIO<br \/>MJ5 1J8 CA CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">GOLDMAN, SACHS &amp; CO. LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">222 SOUTH MAIN STREET<br \/>Attn: Mandatory Corporate Actions SALT LAKE CITY UT UTAH<br \/>84101 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">HAYWOOD SECURITIES INC.\/CDS**<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">200 BURRARD ST WATERFRONT CENTRE SUITE 700 VANCOUVER<br \/>BC BRITISH COLUMBIA<br \/>V6C 3L6 CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">HILLTOP SECURITIES INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1201 ELM ST.<br \/>35TH FLOOR DALLAS<br \/>TX TEXAS<br \/>75270 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">HRT FINANCIAL LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">150 GREENWICH STREET (ATTN: SETTLEMENT) FOUR WORLD TRADE<br \/>CENTER<\/td>\n<\/tr>\n<\/table>\n<p>\n        \n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"9\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\u00a0<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\u00a0<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">57TH FLOOR NEW YORK NY NEW YORK<br \/>10007 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">HSBC BANK USA, NA\/HSBC CUSTODY &amp; CLEARING SERVICES FOR<br \/>STOCK LOAN<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">452 FIFTH AVENUE ATTN: HBUS CCS SETTS<br \/>NEW YORK NY NEW YORK<br \/>10018 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">HSBC BANK USA, NATIONAL ASSOCIATION<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">452 FIFTH AVENUE ATTN: HBUS CCS SETTS<br \/>NEW YORK NEW YORK<br \/>10018 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">INTERACTIVE BROKERS LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">2 PICKWICK PLAZA<br \/>2ND FLOOR GREENWICH<br \/>CT CONNECTICUT<br \/>06830 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">J.P. MORGAN CHASE BANK NA\/FBO BLACKROCK CTF<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1111 POLARIS PARKWAY COLUMBUS OH OHIO<br \/>43240<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">J.P. MORGAN CLEARING CORP.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">FOUR CHASE METROTECH CENTER<br \/>3RD FLOOR BROOKLYN NY NEW YORK<br \/>11201 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">JANNEY MONTGOMERY SCOTT LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1717 ARCH STREET<br \/>17TH FLOOR PHILADELPHIA<br \/>PA PENNSYLVANIA 19103 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">JEFFERIES LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">101 HUDSON<br \/>STREET, 11th Floor NEW JERSEY<br \/>NJ NEW JERSEY 07302 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">JPMORGAN CHASE BANK, NATIONAL ASSOCIATION<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;text-align: justify;vertical-align: middle;vertical-align: top\">FOUR CHASE METROTECH CENTER<br \/>3RD FLOOR BROOKLYN NY NEW YORK<br \/>11201 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">JPMORGAN CHASE BANK\/EUROCLEAR BANK<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">FOUR CHASE METROTECH CENTER<br \/>3RD FLOOR BROOKLYN NY NEW YORK<br \/>11245 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">JPMORGAN CHASE BANK\/IA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;text-align: justify;vertical-align: middle;vertical-align: top\">FOUR CHASE METROTECH CENTER<br \/>3RD FLOOR BROOKLYN NY NEW YORK<br \/>11201 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">KEYBANK NATIONAL ASSOCIATION<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">4900 TIEDEMAN RD BROOKLYN<br \/>OH OHIO 44144 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">LAURENTIAN BANK SECURITIES INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1981 MCGILL COLLEGE AVE. SUITE 100 MONTREAL QUEBEC<br \/>H3A 3K3 CA CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">LPL FINANCIAL LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">4707 EXECUTIVE DRIVE<br \/>SAN DIEGO<br \/>CA CALIFORNIA 92121 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">MANUFACTURERS AND TRADERS TRUST COMPANY<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">ONE M&amp;T PLAZA TRUST OPS 8TH FLOOR BUFFALO<br \/>NY NEW YORK 14203 US<\/td>\n<\/tr>\n<\/table>\n<p>\n        \n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"9\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">MANULIFE SECURITIES INCORPORATED<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1235 NORTH SERVICE ROAD WEST OAKVILLE<br \/>ON ONTARIO<br \/>L6M 2W2 CA CANADA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">MARSCO INVESTMENT CORPORATION<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">101 EISENHOWER PARKWAY ROSELAND<br \/>NJ NEW JERSEY 07068 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">MERRILL LYNCH, PIERCE, FENNER &amp; SMITH INCORPORATED<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">4804 Deer Lake Drive East<br \/>FL9-803-04-04- 4th<br \/>floor JACKSONVILLE FL FLORIDA<br \/>32246 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">MIRAE ASSET SECURITIES (USA) INC.\/STOCK LOAN CONDUIT ACCOUNT<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">810 SEVENTH AVE<br \/>37TH FLOOR NEW YORK<br \/>NY NEW YORK 10019<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">MIRAE ASSET SECURITIES (USA), INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">810 SEVENTH AVE<br \/>37TH FLOOR NEW YORK NY NEW YORK 10019<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">MITSUBISHI UFJ TRUST &amp; BANKING CORPORATION, NEW YORK BRANCH<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">280 PARK AVE<br \/>39TH FL-WEST BLDG NEW YORK<br \/>NY NEW YORK 10017<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">Morgan Stanley<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1300 THAMES STREET<br \/>THAMES STREET WHARF BALTIMORE<br \/>MD MARYLAND 21231 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">MORGAN STANLEY &amp; CO. LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1300 THAMES ST. BALTIMORE<br \/>MD MARYLAND<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">MORGAN STANLEY SMITH BARNEY LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1 NEW YORK PLAZA<br \/>39TH FLOOR NEW YORK<br \/>NY NEW YORK 10004 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">MURIEL SIEBERT &amp; CO., INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">77 SUMMER STREET<br \/>3RD FLOOR BOSTON MA<br \/>MASSACHUSETTS 02210 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">NATIONAL FINANCIAL SERVICES LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">499 WASHINGTON BOULEVARD<br \/>5TH FLOOR JERSEY CITY NJ NEW JERSEY<br \/>07310 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">NBCN INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1010 rue De La Gaucheti\u00e8re Mezzanine 100 MONTREAL QUEBEC<br \/>H3B 5J2 CA CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">NOMURA INTERNATIONAL TRUST COMPANY<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">309 WEST 49TH STREET<br \/>10TH FLOOR NEW YORK NY NEW YORK<br \/>10019 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">ODLUM BROWN LIMITED<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">250 HOWE STREET<br \/>SUITE 1100 VANCOUVER BC BRITISH COLUMBIA<br \/>V6C 3R8 CA CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">OPPENHEIMER &amp; CO. INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">85 BROAD STREET NEW YORK<br \/>NY NEW YORK 10004 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">PERSHING LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1 PERSHING PLAZA JERSEY CITY<br \/>NJ NEW JERSEY 07399 US<\/td>\n<\/tr>\n<\/table>\n<p>\n        \n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"8\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">PHILLIP CAPITAL INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">141 W. JACKSON<br \/>BLVD. SUITE 3050 CHICAGO<br \/>IL ILLINOIS 60604 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">PI FINANCIAL CORP.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">666 BURRARD ST<br \/>SUITE 1900 VANCOUVER BC BRITISH COLUMBIA<br \/>V6C 3N1 CA CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">PNC BANK, NATIONAL ASSOCIATION<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">4100 W 150TH STREET<br \/>ASSET MOVEMENT TEAM 3RD FL, LOCATOR B7- YB17-03-03 CLEVELAND<br \/>OH OHIO 44135 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">PRINCIPAL BANK<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">711 HIGH STREET DES MOINES<br \/>IA IOWA 50392<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">QUESTRADE INC.\/CDS**<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">5650 YONGE ST.,<br \/>Suite 1700 TORONTO ON ONTARIO M2M 4G3 CA<br \/>CANADA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">Raymond James &amp; Associates, Inc.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">880 CARILLON PKWY ST. PETERSBURG<br \/>FL FLORIDA 33733-2749 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">RAYMOND JAMES LTD.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">925 WEST GEORGIA STREET SUITE 2200 VANCOUVER<\/p>\n<p>BC BRITISH COLUMBIA V6C 3L2 CA<br \/>CANADA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">RBC CAPITAL MARKETS, LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">60 SOUTH 6TH ST. MINNEAPOLIS MN MINNESOTA 55402 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">RBC DOMINION SECURITIES INC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">21 COMMERCE COURT SOUTH 2ND FLOOR TORONTO<br \/>ON ONTARIO<br \/>M5L 1A7 CANADA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">RELIANCE TRUST COMPANY<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1100 ABERNATHY RD.<br \/>500 NORTHPARK<br \/>SUITE 400 ATLANTA GA GEORGIA<br \/>30113 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">RELIANCE TRUST COMPANY<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">4900 W. BROWN DEER RD MILWAUKEE WI WISCONSIN 53223 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">ROBERT W. BAIRD &amp; CO. INCORPORATED<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">777 E WISCONSIN AVE<br \/>9TH FLOOR MILWAUKEE WI WISCONSIN<br \/>53202 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">ROBINHOOD SECURITIES, LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">500 COLONIAL CENTER PARKWAY SUITE 100 LAKE MARY FL FLORIDA<br \/>32746 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">SAFRA SECURITIES LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">546 5TH AVENUE NEW YORK<br \/>NY NEW YORK 10036 US<\/td>\n<\/tr>\n<\/table>\n<p>\n        \n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"9\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">SCOTIA CAPITAL (USA) INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">150 KING STREET W<br \/>5TH FLOOR TORONTO ON ONTARIO M5H 1J9 CA<br \/>CANADA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">SEI PRIVATE TRUST COMPANY<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1 FREEDOM VALLEY DRIVE<br \/>OAKS<br \/>PA PENNSYLVANIA 19456 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">SEI PRIVATE TRUST COMPANY<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1 FREEDOM VALLEY DRIVE OAKS<br \/>PA PENNSYLVANIA<br \/>19456 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">SG AMERICAS SECURITIES, LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">480 WASHINGTON BLVD.<br \/>20TH FLOOR JERSEY CITY NJ NEW JERSEY<br \/>07310 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">SSB &#8211; BLACKROCK INSTITUTIONAL TRUST<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">50 California Street San Francisco<br \/>CA CALIFORNIA 94163<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">SSB &#8211; TRUST CUSTODY<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">30 ADELAIDE ST EAST<br \/>SUITE 800 TORONTO ON ONTARIO M5C 3G6 CA<br \/>CANADA<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">SSB&amp;T CO\/CLIENT CUSTODY SERVICES<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1776 HERITAGE DRIVE<br \/>NORTH QUINCY MA<br \/>MASSACHUSETTS 02171<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;text-align: justify;vertical-align: middle;vertical-align: top\">STATE STREET BANK &amp; TRUST CO<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">16 WALL STREET<br \/>5TH FLOOR NEW YORK<br \/>NY NEW YORK 10005 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">STATE STREET BANK &amp; TRUST COMPANY \/ ISHARES EUROPE<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1776 HERITAGE DRIVE<br \/>NORTH QUINCY MA MASSACHUSETTS<br \/>02171<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">STATE STREET BANK &amp; TRUST\/STATE STREET TOTALETF<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1776 Heritage Drive NORTH QUINCY MA MASSACHUSETTS 02717<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">STATE STREET BANK AND TRUST COMPANY<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">30 ADELAIDE ST EAST<br \/>SUITE 800 TORONTO ON ONTARIO<br \/>M5C 3G6 CA CANADA<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">501 N BROADWAY ST. LOUIS<br \/>MO MISSOURI 63102 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">STONEX FINANCIAL INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">2 PERIMETER PARK SOUTH SUITE 100 W BIRMINGHAM AL ALABAMA<br \/>35243 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">TD AMERITRADE CLEARING, INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">200 S 108TH AVE OMAHA<br \/>NE NEBRASKA 68154 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">TD WATERHOUSE CANADA INC ATTN: MANDATORY<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">77 BLOOR STREET WEST<br \/>3RD FLOOR TORONTO<br \/>ON ONTARIO<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">TEXAS TREASURY SAFEKEEPING TRUST COMPANY<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">208 E 10TH ST AUSTIN<br \/>TX TEXAS 78701 US<\/td>\n<\/tr>\n<\/table>\n<p>\n        \n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"7\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">CORPORATE ACTIONS<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">M5S 1M2 CA CANADA<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">THE BANK OF NEW YORK MELLON<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">500 GRANT STREET<br \/>27TH FLOOR PITTSBURGH PA<br \/>PENNSYLVANIA 15258 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">THE HUNTINGTON NATIONAL BANK<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">7 EASTON OVAL EA4E62 COLUMBUS<br \/>OH OHIO 43209 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">THE NORTHERN TRUST COMPANY<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">333 South Wabash Ave, 32nd Floor Attn: Trade Securities Processing CHICAGO<br \/>IL ILLINOIS 60603 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">TRADESTATION SECURITIES, INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">120 RIVERSIDE PLAZA<br \/>SUITE 1650 CHICAGO IL ILLINOIS 60606 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">U.S. BANCORP INVESTMENTS, INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">60 LIVINGSTON AVE<br \/>EP-MN-WN1B ST. PAUL<br \/>MN MINNESOTA 55107-1419 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">U.S. BANK N.A.\/ETF<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1555 N RIVER CENTER DRIVE MILWAUKEE WI WISCONSIN 53212<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">U.S. BANK NATIONAL ASSOCIATION<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1555 NORTH RIVERCENTER DRIVE, SUITE 302<br \/>SUITE 302 MILWAUKEE<br \/>WI WISCONSIN 53212 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">UBS AG<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">480 WASHINGTON BLVD.<br \/>12TH FLOOR JERSEY CITY NJ NEW JERSEY 07310 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">UBS FINANCIAL SERVICES INC.<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1000 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY<br \/>07086 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">UBS SECURITIES LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">677 WASHINGTON BLVD<br \/>STAMFORD<br \/>CT CONNECTICUT 06901 US<\/td>\n<\/tr>\n<\/table>\n<p>\n        \n      <\/p>\n<table style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;border-collapse: collapse;width:100%;border-collapse:collapse\">\n<tr>\n<td style=\"max-width:24%;width:24%;min-width:24%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td rowspan=\"7\" style=\"max-width:2%;width:2%;min-width:2%;border-right: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\u00a0<\/td>\n<td style=\"max-width:24%;width:24%;min-width:24%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Name<\/u><br \/>\n            <\/strong>\n          <\/td>\n<td style=\"max-width:25%;width:25%;min-width:25%;vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">\n            <strong><br \/>\n              <u>Broker<\/u><br \/>\n            <\/strong><br \/>\n            <strong><br \/>\n              <u> Address<\/u><br \/>\n            <\/strong>\n          <\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">UMB BANK, NATIONAL ASSOCIATION<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">928 GRAND BLVD KANSAS CITY MO MISSOURI 64106 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">VANGUARD MARKETING CORPORATION<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">100 VANGUARD BLVD MALVERN<br \/>PA PENNSYLVANIA 19355 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">VELOCITY CLEARING, LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1301 Route 36<br \/>Suite 109 (Attn: Chris Felicetti)<br \/>HAZLET<br \/>NEW JERSEY 7730 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">VELOX CLEARING LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">2400 E. KATELLA AVENUE<br \/>SUITE 725A ANAHEIM<br \/>CA CALIFORNIA 92806 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">VIRTU AMERICAS LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">ONE LIBERTY PLAZA, 165 BROADWAY 5TH FLOOR NEW YORK NY NEW YORK<br \/>10006 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">VISION FINANCIAL MARKETS LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">4 HIGH RIDGE PARK SUITE 100 STAMFORD<br \/>CT CONNECTICUT 06905 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">WEDBUSH SECURITIES INC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1000 WILSHIRE BLVD<br \/>8TH FLOOR LOS ANGELES<br \/>CA CALIFORNIA<br \/>90017 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">WEDBUSH SECURITIES INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1000 WILSHIRE BLVD.<br \/>LOS ANGELES CA CALIFORNIA 90017 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">WELLS FARGO BANK, N.A.\/SIG<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">733 MARQUETTE AVE 4TH FLOOR MAC N9306-04D MINNEAPOLIS<br \/>MN MINNESOTA 55402 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">WELLS FARGO CLEARING SERVICES LLC<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">1 NORTH JEFFERSON MAIL CODE: H0006- 094<br \/>ST. LOUIS<br \/>MO MISSOURI 63103 US<\/td>\n<\/tr>\n<tr>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">WELLS FARGO SECURITIES, LLC<\/td>\n<td style=\"border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: middle;text-align: left;padding-left: 10.0px;vertical-align: top\">1525 WEST W T HARRIS BLVD CHARLOTTE NC NORTH CAROLINA<br \/>28262 US<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">WILSON-DAVIS &amp; CO., INC.<\/td>\n<td style=\"vertical-align: middle;text-align: left;padding-left: 10.0px;border-top: solid black 1pt;border-right: solid black 1pt;border-bottom: solid black 1pt;border-left: solid black 1pt;vertical-align: top\">236 SOUTH MAIN STREET<br \/>SALT LAKE CITY UT UTAH<br \/>84101 US<\/td>\n<\/tr>\n<\/table>\n<p>\n        <strong>About<\/strong><br \/>\n        <strong>Sorrento<\/strong><br \/>\n        <strong>Therapeutics,<\/strong><br \/>\n        <strong>Inc.<\/strong><br \/>\n        <br \/>Sorrento is a clinical and commercial stage biopharmaceutical company developing new therapies to treat cancer, pain (non-opioid treatments), autoimmune disease and COVID-19. Sorrento&#8217;s multimodal, multipronged approach to fighting cancer is made possible by its extensive immuno-oncology platforms, including key assets such as Abivertinib, next-generation tyrosine kinase inhibitors (\u201cTKIs\u201d), fully human antibodies (\u201cG-MAB\u2122 library\u201d), immuno-cellular therapies (\u201cDAR-T\u2122\u201d), antibody-drug conjugates (\u201cADCs\u201d), and oncolytic virus (\u201cSeprehvec\u2122\u201d). Sorrento is also developing potential antiviral therapies and vaccines against coronaviruses, including STI-1558, COVI-MSC\u2122; and diagnostic test solutions, including COVIMARK\u2122.<\/p>\n<p>Sorrento&#8217;s commitment to life-enhancing therapies for patients is also demonstrated by our effort to advance a TRPV1 agonist, non-opioid pain management small molecule, resiniferatoxin (\u201cRTX\u201d), and SP-102 (10 mg, dexamethasone sodium phosphate viscous gel) (SEMDEXA\u2122), a novel, viscous gel formulation of a widely used corticosteroid for epidural injections to treat lumbosacral radicular pain, or sciatica, and to commercialize ZTlido\u00ae (lidocaine topical system) 1.8% for the treatment of postherpetic neuralgia (PHN). RTX has been cleared for a Phase II trial for intractable pain associated with cancer and a Phase II trial in osteoarthritis patients. Positive final results from the Phase III Pivotal Trial C.L.E.A.R. Program for SEMDEXA\u2122, its novel, non-opioid product for the treatment of lumbosacral radicular pain (sciatica), were announced in March 2022. ZTlido\u00ae was approved by the FDA on February 28, 2018.<\/p>\n<p>For more information visit <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=IH_c7JGgx6DVMrg5BZu5Ysn65U0X1kjmVVNjL1KJ0IW-wJCt7uCvHMj1BaEXOabd-iSqALVtfK_0_mNEEeZf1PLOu-7agGjJ7iI_MGnixBjh4EjM5xXWzpjZfSlyBCiykBxSqAYhh_Ny9vSuXkfRiXRoBGs4NPjJsQwqTQRkrBhamCMlGf-BK-odbJ9drCJeooTTFqP7rkkgJx3pEjzWkGBvFZHt-4Z16QUsdKVkCt8a_GlIzPb5tJFCPiE-Hv0aX_lo878DOjl3PsM5MPHVFBx11ioU8n5KEHS_16iMPno=\" rel=\"nofollow noopener\" target=\"_blank\"><u>www.sorrentotherapeutics.com<\/u><\/a><\/p>\n<p>\n        <strong>Media<\/strong><br \/>\n        <strong>and<\/strong><br \/>\n        <strong>Investor<\/strong><br \/>\n        <strong> Relations<\/strong><br \/>\n        <br \/>Contact: Brian Cooley<br \/>Email: <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=o4wqXgwC3c_ecitKfRFOPh6MssNRFdoEzMSkKRmvritlK4dy5C8RADWk7bxVgy32Knqav5qXqy0GxFd84jzSrh_Zog4sreEzIEdQxIqTv1uNDd9p-S64uQFsppsLwFUan5ThQXtHOjDgucc3vtLIE9gXgFZF154lXWuirOnWlSkkZzTOffZHpIONgNlAkIrFfNwxfcdMIe5oicoa7YRVkRKF8v6Mv00gVbABNLp-VN4c8OPC0Fvh7RNHNH8uMLFQiUGt2TFhvmvUbLonJysC2soWby3z0WWL0Ui76huslDG95XAzSNpFtFcgLwkfPKmNxbhlyH-BKDx6xH-p0PA3GjRScz_d6mb0IVy7an09yvc=\" rel=\"nofollow noopener\" target=\"_blank\"><u>mediarelations@sorrentotherapeutics.com<\/u><\/a><\/p>\n<p>Sorrento\u00ae and the Sorrento logo are registered trademarks of Sorrento Therapeutics, Inc.<br \/>G-MAB\u2122, DAR-T\u2122, Seprehvec\u2122, SOFUSA\u2122, COVI-MSC\u2122, COVIMARK\u2122, Ovydso\u2122 and Fujovee\u2122 are trademarks of Sorrento Therapeutics, Inc.<br \/>SEMDEXA\u2122 (SP-102) is a trademark of Semnur Pharmaceuticals, Inc. A proprietary name review by the FDA is planned.<br \/>ZTlido\u00ae is a registered trademark owned by Scilex Pharmaceuticals Inc. All other trademarks are the property of their respective owners.<br \/>\u00a92023 Sorrento Therapeutics, Inc. All Rights Reserved.<\/p>\n<p>A PDF accompanying this release is available at\u00a0<a href=\"https:\/\/www.globenewswire.com\/Tracker?data=ZdRM9nHo0Z84XRh2mMwLF9DKPXmd2m5IX8JuA1cIKw_grOxcQtqAY4iFqbzHPvbEy_R2bH3b0jM6kysLF6W7440Lj9-A9mVIlZYflYS1ti0rqaRunXUqvyy1QZ_Eozz7Og1OPrvPMvQ8ySFSs6mgzc0QR2LPMt6tjrUz14WBPLt7F-UXWd9BryWDBdSis_8MDdnDgUy6ohUGfFT_eFKIGx0fdjoV59noq9U94CU0SGTybqMQ3knxcJy1uhf1pj4P\" rel=\"nofollow noopener\" target=\"_blank\">http:\/\/ml.globenewswire.com\/Resource\/Download\/3699e4bd-f545-4d16-ade8-fafa61627d7b<\/a><\/p>\n<p>      <img decoding=\"async\" class=\"__GNW8366DE3E__IMG\" src=\"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=ODc0MjAxOSM1Mzg5NDkzIzIwNDk4NDQ=\" \/><br \/>\n      <br \/>\n      <img decoding=\"async\" src=\"https:\/\/ml.globenewswire.com\/media\/M2Q1Y2ZiMzItMmZkMS00YjA4LWJjNjQtOWY1NDhkMjQ1MTAxLTEwNjE0MTU=\/tiny\/Sorrento-Therapeutics-Inc-.png\" \/>\n    <\/div>\n<div class=\"mw_contactinfo\"><\/div>\n","protected":false},"excerpt":{"rendered":"<p>SAN DIEGO, Feb. 02, 2023 (GLOBE NEWSWIRE) &#8212; Sorrento Therapeutics, Inc. (Nasdaq: SRNE, \u201cSorrento\u201d) today posted a supplement to its previously issued \u201cFrequently Asked Questions\u201d document under the \u201cInvestors\u201d section of its website at www.sorrentotherapeutics.com regarding its recent dividend to Sorrento stockholders of shares of common stock of Scilex Holding Company held by Sorrento. The supplement to the FAQs provides notice regarding the Depository Trust and Clearing Corporation\u2019s removal of the contra-CUSIP on Scilex common stock that was distributed as a dividend to Sorrento\u2019s stockholders and provides notice to brokerage firms, banks, dealers and similar organizations listed therein that a dividend confirmation had previously been distributed to such firms by Scilex\u2019s transfer agent and requests that such firms contact Scilex\u2019s &hellip; <\/p>\n<p class=\"link-more\"><a href=\"https:\/\/www.marketnewsdesk.com\/index.php\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\/\" class=\"more-link\">Continue reading<span class=\"screen-reader-text\"> &#8220;Sorrento Issues Supplement to its Previously Issued \u201cFAQ\u201d Regarding the Dividend of Scilex Holding Company Common Stock&#8221;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[],"tags":[],"class_list":["post-728328","post","type-post","status-publish","format-standard","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Sorrento Issues Supplement to its Previously Issued \u201cFAQ\u201d Regarding the Dividend of Scilex Holding Company Common Stock - Market Newsdesk<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.marketnewsdesk.com\/index.php\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Sorrento Issues Supplement to its Previously Issued \u201cFAQ\u201d Regarding the Dividend of Scilex Holding Company Common Stock - Market Newsdesk\" \/>\n<meta property=\"og:description\" content=\"SAN DIEGO, Feb. 02, 2023 (GLOBE NEWSWIRE) &#8212; Sorrento Therapeutics, Inc. (Nasdaq: SRNE, \u201cSorrento\u201d) today posted a supplement to its previously issued \u201cFrequently Asked Questions\u201d document under the \u201cInvestors\u201d section of its website at www.sorrentotherapeutics.com regarding its recent dividend to Sorrento stockholders of shares of common stock of Scilex Holding Company held by Sorrento. The supplement to the FAQs provides notice regarding the Depository Trust and Clearing Corporation\u2019s removal of the contra-CUSIP on Scilex common stock that was distributed as a dividend to Sorrento\u2019s stockholders and provides notice to brokerage firms, banks, dealers and similar organizations listed therein that a dividend confirmation had previously been distributed to such firms by Scilex\u2019s transfer agent and requests that such firms contact Scilex\u2019s &hellip; Continue reading &quot;Sorrento Issues Supplement to its Previously Issued \u201cFAQ\u201d Regarding the Dividend of Scilex Holding Company Common Stock&quot;\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.marketnewsdesk.com\/index.php\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\/\" \/>\n<meta property=\"og:site_name\" content=\"Market Newsdesk\" \/>\n<meta property=\"article:published_time\" content=\"2023-02-02T19:15:03+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=ODc0MjAxOSM1Mzg5NDkzIzIwNDk4NDQ=\" \/>\n<meta name=\"author\" content=\"Newsdesk\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Newsdesk\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"15 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\\\/\"},\"author\":{\"name\":\"Newsdesk\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/#\\\/schema\\\/person\\\/482f27a394d4fda80ecb5499e519d979\"},\"headline\":\"Sorrento Issues Supplement to its Previously Issued \u201cFAQ\u201d Regarding the Dividend of Scilex Holding Company Common Stock\",\"datePublished\":\"2023-02-02T19:15:03+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\\\/\"},\"wordCount\":3043,\"image\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/www.globenewswire.com\\\/newsroom\\\/ti?nf=ODc0MjAxOSM1Mzg5NDkzIzIwNDk4NDQ=\",\"inLanguage\":\"en-US\"},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\\\/\",\"url\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/sorrento-issues-supplement-to-its-previously-issued-faq-regarding-the-dividend-of-scilex-holding-company-common-stock\\\/\",\"name\":\"Sorrento Issues Supplement to its Previously Issued \u201cFAQ\u201d Regarding the Dividend of Scilex Holding Company Common Stock - 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