{"id":688319,"date":"2022-09-22T20:21:48","date_gmt":"2022-09-23T00:21:48","guid":{"rendered":"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/"},"modified":"2022-09-22T20:21:48","modified_gmt":"2022-09-23T00:21:48","slug":"david-lerner-associates-customers-lost-millions-due-to-broker-misconduct","status":"publish","type":"post","link":"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/","title":{"rendered":"David Lerner Associates Customers Lost Millions Due to Broker Misconduct"},"content":{"rendered":"<h2>\nKlaymanToskes Continues to Investigate Lerner After Discovering the Shocking Extent of Their Misconduct in the Midst of FINRA\u2019s Investigation<br \/>\n<\/h2>\n<div class=\"mw_release\">\n<p align=\"left\">NEW YORK, Sept.  22, 2022  (GLOBE NEWSWIRE) &#8212; National securities fraud lawyers KlaymanToskes announce an advance in their cases against David Lerner Associates (Case No. 21-00120, 21-01435, and 22-00019). The disturbing misconduct described in claim 21-01435 caught the attention of FINRA\u2019s regulatory department supporting their investigation into David Lerner and its responsible brokers.<\/p>\n<p align=\"left\">FINRA\u2019s latest investigations into Lerner and its brokers seem to be focused on one common issue: the sale of unsuitable investments. According to FINRA\u2019s investigation disclosed on broker Daniel Lerner\u2019s <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=GNbweCvTRoNYEtphrq9Ge1jDguBA82ClEUKAY--lOb2tp9us5kgGVyTMnEtXYcG00nW6PHJVSGPEuKjTuSqGDRH3RjhCLWvrsKnDYlidFsu-R_06rb8SAQpKrrAT3qzK\" rel=\"nofollow noopener\" target=\"_blank\">Broker Check<\/a>, he \u201crecommended investments in Energy 11, L.P., Energy 12, L.P., and Spirit of America Energy Fund (NASDAQ: SOAEX) to multiple customers without a reasonable basis to believe the investments were suitable for those customers based on their investment profiles\u201d.<\/p>\n<p align=\"left\">As FINRA\u2019s investigations progressed last week, another Lerner broker, Russ Kory, came under fire for a similar issue. Kory was sanctioned for the unsuitable sale of Energy 11, a risky investment exclusively sold at Lerner.<\/p>\n<p align=\"left\">According to securities attorney Lawrence L. Klayman, Esq., \u201cOur clients have lost nearly $2.5 million at the hands of David Lerner Associates and its brokers. Lerner and its brokers must consider a client\u2019s needs before recommending investments, including their age and employment status. The sale of unsuitable investments is a violation of <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=-A9MG1yQf0eYwgP8lyDRmz8ofMpXdQBmLwmCBE7866FMC6d1y6rTXfNlCPA6ys8kG4Lt7s9ngk05yk52DaIQ8uyFIk6mJDCg2ORTuI_qhc4SBZHIkAWQxFHwZMgR196PoHgqNu_2i8M9CJExDQC05A==\" rel=\"nofollow noopener\" target=\"_blank\">FINRA\u2019s Suitability Rule<\/a>.\u201d<\/p>\n<p align=\"left\">Former and current customers of Russ Kory, Daniel Lerner, Darren Nomberg, Michael Karp, or other David Lerner brokers with losses in excess of $75,000 may be entitled to compensation. If you have sustained significant losses, contact Lawrence L. Klayman, Esq. at 1 (888) 997-9956 to discuss your legal options.<\/p>\n<p align=\"left\">\n        <strong>About Us<\/strong>\n      <\/p>\n<p align=\"left\">KlaymanToskes is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters. The firm has recovered more than $245 million for investors in FINRA arbitrations. KlaymanToskes has office locations in California, Florida, New York, and Puerto Rico.<\/p>\n<p align=\"left\">\n        <strong>Destination: <\/strong><br \/>\n        <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=X2WGW_Y8AabR6E35uKAjYK3wxpUXH1QsHRCw8p0qqyyEqWxu-PJHvJ715D_SN9EvSjCn2mEidVwMkKDhEupTjuIATKCFzEtG58TtgN4KKPfYVLFc9ropBlad1LS3zzgQZl_KZIcYCRu7wPkKtzmVj_u_ZYuzk1aNkNgj0ElideE=\" rel=\"nofollow noopener\" target=\"_blank\">https:\/\/klaymantoskes.com\/<\/a>\n      <\/p>\n<p align=\"left\">\n        <strong>Contact<\/strong>\n      <\/p>\n<p align=\"left\">KlaymanToskes<br \/>Lawrence L. Klayman, Esq.<br \/>1-888-997-9956<br \/>lklayman@klaymantoskes.com<br \/>www.klaymantoskes.com<\/p>\n<p>      <img decoding=\"async\" class=\"__GNW8366DE3E__IMG\" src=\"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=ODY1MjA1NyM1MTY4MTU2IzIwMjA4OTY=\" \/><br \/>\n      <br \/>\n      <img decoding=\"async\" src=\"https:\/\/ml.globenewswire.com\/media\/N2M2Nzk5ODctYmNhOC00ZmJiLThlNmQtZTFiZGQ5MWJiZjQyLTEwMzIyNTk=\/tiny\/Klayman-Toskes-P-A-.png\" \/>\n    <\/div>\n<div class=\"mw_contactinfo\"><\/div>\n","protected":false},"excerpt":{"rendered":"<p>KlaymanToskes Continues to Investigate Lerner After Discovering the Shocking Extent of Their Misconduct in the Midst of FINRA\u2019s Investigation NEW YORK, Sept. 22, 2022 (GLOBE NEWSWIRE) &#8212; National securities fraud lawyers KlaymanToskes announce an advance in their cases against David Lerner Associates (Case No. 21-00120, 21-01435, and 22-00019). The disturbing misconduct described in claim 21-01435 caught the attention of FINRA\u2019s regulatory department supporting their investigation into David Lerner and its responsible brokers. FINRA\u2019s latest investigations into Lerner and its brokers seem to be focused on one common issue: the sale of unsuitable investments. According to FINRA\u2019s investigation disclosed on broker Daniel Lerner\u2019s Broker Check, he \u201crecommended investments in Energy 11, L.P., Energy 12, L.P., and Spirit of America Energy Fund &hellip; <\/p>\n<p class=\"link-more\"><a href=\"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/\" class=\"more-link\">Continue reading<span class=\"screen-reader-text\"> &#8220;David Lerner Associates Customers Lost Millions Due to Broker Misconduct&#8221;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[],"tags":[],"class_list":["post-688319","post","type-post","status-publish","format-standard","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.5 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>David Lerner Associates Customers Lost Millions Due to Broker Misconduct - Market Newsdesk<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"David Lerner Associates Customers Lost Millions Due to Broker Misconduct - Market Newsdesk\" \/>\n<meta property=\"og:description\" content=\"KlaymanToskes Continues to Investigate Lerner After Discovering the Shocking Extent of Their Misconduct in the Midst of FINRA\u2019s Investigation NEW YORK, Sept. 22, 2022 (GLOBE NEWSWIRE) &#8212; National securities fraud lawyers KlaymanToskes announce an advance in their cases against David Lerner Associates (Case No. 21-00120, 21-01435, and 22-00019). The disturbing misconduct described in claim 21-01435 caught the attention of FINRA\u2019s regulatory department supporting their investigation into David Lerner and its responsible brokers. FINRA\u2019s latest investigations into Lerner and its brokers seem to be focused on one common issue: the sale of unsuitable investments. According to FINRA\u2019s investigation disclosed on broker Daniel Lerner\u2019s Broker Check, he \u201crecommended investments in Energy 11, L.P., Energy 12, L.P., and Spirit of America Energy Fund &hellip; Continue reading &quot;David Lerner Associates Customers Lost Millions Due to Broker Misconduct&quot;\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/\" \/>\n<meta property=\"og:site_name\" content=\"Market Newsdesk\" \/>\n<meta property=\"article:published_time\" content=\"2022-09-23T00:21:48+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=ODY1MjA1NyM1MTY4MTU2IzIwMjA4OTY=\" \/>\n<meta name=\"author\" content=\"Newsdesk\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Newsdesk\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\\\/\"},\"author\":{\"name\":\"Newsdesk\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/#\\\/schema\\\/person\\\/482f27a394d4fda80ecb5499e519d979\"},\"headline\":\"David Lerner Associates Customers Lost Millions Due to Broker Misconduct\",\"datePublished\":\"2022-09-23T00:21:48+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\\\/\"},\"wordCount\":369,\"image\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/www.globenewswire.com\\\/newsroom\\\/ti?nf=ODY1MjA1NyM1MTY4MTU2IzIwMjA4OTY=\",\"inLanguage\":\"en-US\"},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\\\/\",\"url\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\\\/\",\"name\":\"David Lerner Associates Customers Lost Millions Due to Broker Misconduct - 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The disturbing misconduct described in claim 21-01435 caught the attention of FINRA\u2019s regulatory department supporting their investigation into David Lerner and its responsible brokers. FINRA\u2019s latest investigations into Lerner and its brokers seem to be focused on one common issue: the sale of unsuitable investments. According to FINRA\u2019s investigation disclosed on broker Daniel Lerner\u2019s Broker Check, he \u201crecommended investments in Energy 11, L.P., Energy 12, L.P., and Spirit of America Energy Fund &hellip; Continue reading \"David Lerner Associates Customers Lost Millions Due to Broker Misconduct\"","og_url":"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/","og_site_name":"Market Newsdesk","article_published_time":"2022-09-23T00:21:48+00:00","og_image":[{"url":"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=ODY1MjA1NyM1MTY4MTU2IzIwMjA4OTY=","type":"","width":"","height":""}],"author":"Newsdesk","twitter_card":"summary_large_image","twitter_misc":{"Written by":"Newsdesk","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/#article","isPartOf":{"@id":"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/"},"author":{"name":"Newsdesk","@id":"https:\/\/www.marketnewsdesk.com\/#\/schema\/person\/482f27a394d4fda80ecb5499e519d979"},"headline":"David Lerner Associates Customers Lost Millions Due to Broker Misconduct","datePublished":"2022-09-23T00:21:48+00:00","mainEntityOfPage":{"@id":"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/"},"wordCount":369,"image":{"@id":"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/#primaryimage"},"thumbnailUrl":"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=ODY1MjA1NyM1MTY4MTU2IzIwMjA4OTY=","inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/","url":"https:\/\/www.marketnewsdesk.com\/index.php\/david-lerner-associates-customers-lost-millions-due-to-broker-misconduct\/","name":"David Lerner Associates Customers Lost Millions Due to Broker Misconduct - 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