{"id":1020785,"date":"2026-11-12T19:20:04","date_gmt":"2026-11-13T00:20:04","guid":{"rendered":"https:\/\/www.marketnewsdesk.com\/index.php\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\/"},"modified":"2026-11-12T19:20:04","modified_gmt":"2026-11-13T00:20:04","slug":"bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss","status":"publish","type":"post","link":"https:\/\/www.marketnewsdesk.com\/index.php\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\/","title":{"rendered":"BULL INVESTOR ALERT: Webull Hit With FINRA AML Fine, Stock Slides Again; Securities Class Action Pending \u2013 HBSS"},"content":{"rendered":"<div class=\"mw_release\">\n<p>SAN FRANCISCO, Nov.  12, 2026  (GLOBE NEWSWIRE) &#8212; On November 5, 2026, investors in Webull Corporation <strong>(NASDAQ: BULL) <\/strong>saw the price of their shares slide nearly 11% after FINRA announced that it fined the company $4.2 million \u201cfor failing to implement reasonably designed programs for anti-money laundering (AML), identity theft prevention and best execution.\u201d<\/p>\n<p>The latest development follows a securities class action filed after the House Select Committee\u2019s October 7 findings regarding the company\u2019s operations and workforce ties in mainland China.<\/p>\n<p>Investors who suffered substantial losses in Webull shares during the class period should contact Hagens Berman to <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=mokFBjKIyE3OVx3WFTXd-uOXve6HuNvNjUmuXfh6Sc5w8pS8sXamTQmbYtSVdGt525SV9OUNgX-IR4keemUcKww2pXzP5DNDZhGr1zt4l1r2TseJltE_iKpltzt0FZ283rEjj-mHj2IBGumsjiHgmrazct-aiVNqIAXgIqlAHKw=\" rel=\"nofollow\" target=\"_blank\">discuss their rights<\/a>.<\/p>\n<ul type=\"disc\">\n<li>\n          <strong>Class Period: <\/strong>Apr. 26, 2025 \u2013 Oct. 6, 2026<\/li>\n<li>\n          <strong>Lead Plaintiff Deadline: <\/strong>Dec. 7, 2026<\/li>\n<li>\n          <strong>Visit:<\/strong><br \/>\n          <a href=\"https:\/\/www.hbsslaw.com\/cases\/webull-corporation-bull-securities-class-action\" rel=\"nofollow\" target=\"_blank\">www.hbsslaw.com\/bull<\/a>\n        <\/li>\n<li>\n          <strong>Contact Email: <\/strong><br \/>\n          <a href=\"mailto:BULL@hbsslaw.com\" rel=\"nofollow\" target=\"_blank\">BULL@hbsslaw.com<\/a>\n        <\/li>\n<li>\n          <strong>Direct Firm Phone<\/strong>: 844-916-0895<\/li>\n<li>\n          <strong>Video:<\/strong><br \/>\n          <a href=\"https:\/\/youtu.be\/irkeqJZR7jw\" rel=\"nofollow\" target=\"_blank\">youtu.be\/irkeqJZR7jw<\/a>\n        <\/li>\n<li>\n          <strong>Blog:<\/strong><br \/>\n          <a href=\"https:\/\/www.hbsslaw.com\/blog\/the-geolocation-of-data-fiction-webull-corporation-bull\" rel=\"nofollow\" target=\"_blank\">www.hbsslaw.com\/blog\/the-geolocation-of-data-fiction-webull-corporation-bull<\/a><\/p>\n<\/li>\n<\/ul>\n<p>\n        <strong>The FINRA Development<\/strong>\n      <\/p>\n<p>On November 5, 2026, announcing a multimillion dollar fine against Webull, FINRA\u2019s Head of Enforcement, Bill St. Louis, put it succinctly:<\/p>\n<ul type=\"disc\">\n<li>\u201cWebull\u2019s business grew rapidly, but its compliance program did not keep pace[;]\u201d<\/li>\n<li>\u201cFirms must ensure that their supervisory systems grow with their business and address the risks they present[;]\u201d and<\/li>\n<li>\u201cWebull failed to do so in fundamental areas, including verifying its customers\u2019 identities, detecting suspicious activity and ensuring the best possible execution of customer trades.\u201d\n<\/li>\n<\/ul>\n<p>Regarding AML violations, FINRA found that between January 2020 and September 2023, Webull approved the opening of 120,000 new customer accounts without forming a reasonable belief that it knew the true identity of those customers.<\/p>\n<p>\n        <strong>Webull (BULL) Securities Class Action Overview: <\/strong>\n      <\/p>\n<p>The complaint alleges Webull misled investors about the nature of its business structure, claiming core operations were based in the U.S. and that mainland China facilities provided only minimal technical support.<\/p>\n<p>Investors allegedly learned the truth on <strong>October 7, 2026<\/strong>, when the House Select Committee published findings confirming Webull\u2019s data practices expose U.S. investors to PRC surveillance risk, its governance is dominated by PRC-linked control, and its subsidiary accepted PRC government funding conditional on CCP loyalty. The Committee also cited misrepresentations regarding employee supervision, weaker-than-promised regulatory controls, and concerning clearing safeguards.<\/p>\n<p>On this news, Webull stock fell ~19% to close at $5.89 per share.<\/p>\n<p>\u201cWe\u2019re reviewing the Select Committee\u2019s findings and whether, if accurate, Webull may have intentionally misled investors about its corporate structure and violated applicable securities laws. Amid the FINRA fine, we\u2019ve expanded our review to include its findings and whether the company may have misled investors about its compliance programs,\u201d said <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=gtyQV8kr-DtsF1RUXpsC_QhxREHw_f0f4H10xMkKS1dCtdIKo80NA1AA0pddr9S5SKU8IrHNLkBaKTVFwgechUQYED6tCh6k_VIwT7TWr9VtoE97sIYV4iwLoRT1QP1O\" rel=\"nofollow\" target=\"_blank\">Reed Kathrein<\/a>, the Hagens Berman partner leading the firm\u2019s investigation.<\/p>\n<p>If you invested in BULL and have substantial losses, or have knowledge that will assist the firm\u2019s investigation, <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=mCuEMCxP1epSvWh6V3Jbs38PiQTFxbM3RMxFqMAQ1lVrNVMC5mxswj6EYKrvJvo-g5QcrqHTfmjxHyDcRIWwCT7y2xWsHS2JSNKinVpiqMOfT7JqwCc8I3JUorKumCT1LIpxEohDvrLcCq7QcX6vKRePkXudbwn6IlEVyRAxQGQ=\" rel=\"nofollow\" target=\"_blank\"><strong>submit your losses now<\/strong><\/a> \u00bb<\/p>\n<p>\n        <strong>Whistleblowers: <\/strong>Persons with non-public information regarding Webull should consider their options to help in the investigation or take advantage of the SEC Whistleblower program. Under the new program, whistleblowers who provide original information may receive rewards totaling up to 30 percent of any successful recovery made by the SEC. For more information, call <strong>844-916-0895<\/strong> or email <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=O_E4f9lKjlyP0Ak0BTmbvZngQJ0BsRtST3Va-va0ZcuKR50deWrcCIT9U32IXFPZSdPojr3kWUj3-A2Jxd_c5rI3jpKLcegeASybJfByMYc=\" rel=\"nofollow\" target=\"_blank\">BULL@hbsslaw.com<\/a>.<\/p>\n<p>\n        <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=5yJ3hD3l387T7XDJOnBz8OOrFvrakOEcrf4OrZ1K-w55my9SbpE9GLEtBus65eQYIiUIAtGf4LUnTEXkl-jAnE6EGnTjGoxaCkb6wcdPrrA=\" rel=\"nofollow\" target=\"_blank\">About Hagens Berman<\/a><br \/>\n        <br \/>Hagens Berman is a global plaintiffs\u2019 rights complex litigation firm focusing on corporate accountability. The firm is home to a robust practice and represents investors as well as whistleblowers, workers, consumers and others in cases achieving real results for those harmed by corporate negligence and other wrongdoings. Hagens Berman\u2019s team has secured more than $2.9 billion in this area of law. More about the firm and its successes can be found at\u00a0<a href=\"https:\/\/www.globenewswire.com\/Tracker?data=TOwjYfm3ygw5sVvCHly4Iu3iGc17UrcZN5vU-h5Uurkhy_VA05M7Dw40W47ZAbgmjx_PruLitVA7wH47OMIGnQ==\" rel=\"nofollow\" target=\"_blank\">hbsslaw.com<\/a>. Follow the firm for updates and news at\u00a0<a href=\"https:\/\/www.globenewswire.com\/Tracker?data=Xc-lyfsf8_LLpLy9ias_cS8vCG2Al4vTQ-Jb80wfcZDeVQmMz6uqdNlaV-3a5QjNiAHpL_VN3er1jwbx5xgvRapBHLdcOMhPZWggeUpd-Z3Vl0IDXqVwsZx1QlZfl2XF\" rel=\"nofollow\" target=\"_blank\">@ClassActionLaw<\/a>.\u00a0<\/p>\n<p>Attorney Advertising. Prior results do not guarantee a similar outcome in any future case.<\/p>\n<p>A video accompanying this announcement is available at <a href=\"https:\/\/www.globenewswire.com\/Tracker?data=udorWWdwYYCZkX8jPMLvqj4ujz0cQL7hxaRU13NYxceuJVZCRVk6t-H1baW7bkl-OmI2RAlYK9p15I8iHJ-V3gva4FSAz6RbmuqFASd5dUGPvGZ_xN07buIuvGFgQMw-xe-wd5WEmz258H4zes2u5pwqcNylkxbTW-whUarvaWKd81iX7KQfNNMs-c9pN1m8Kh7cQm68GV_Ffz-3ezYiJH6foQHvJnBwirzh06FWOt-FP-YJ1LMt5AQG0IS_4YLdmXhiBV3XaIyUnXxTfwbFqg==\" rel=\"nofollow\" target=\"_blank\">https:\/\/www.globenewswire.com\/NewsRoom\/AttachmentNg\/336fb193-221c-4f0c-aff6-4eac02d1d014<\/a><\/p>\n<p>      <img decoding=\"async\" alt=\"\" class=\"__GNW8366DE3E__IMG\" src=\"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=OTg3NjkzMyM3OTYzODc5IzIwMTg1MzI=\" \/><br \/>\n      <br \/>\n      <img decoding=\"async\" alt=\"\" src=\"https:\/\/ml.globenewswire.com\/media\/MDhlYjViOTQtODEyMi00ZjY5LWIyM2QtMTUwOWFlMzY2MmY0LTEwMzAxMDUtMjAyNi0xMS0xMi1lbg==\/tiny\/Hagens-Berman-Sobol-Shapiro-LL.png\" \/>\n    <\/div>\n<div class=\"mw_contactinfo\"><\/div>\n","protected":false},"excerpt":{"rendered":"<p>SAN FRANCISCO, Nov. 12, 2026 (GLOBE NEWSWIRE) &#8212; On November 5, 2026, investors in Webull Corporation (NASDAQ: BULL) saw the price of their shares slide nearly 11% after FINRA announced that it fined the company $4.2 million \u201cfor failing to implement reasonably designed programs for anti-money laundering (AML), identity theft prevention and best execution.\u201d The latest development follows a securities class action filed after the House Select Committee\u2019s October 7 findings regarding the company\u2019s operations and workforce ties in mainland China. Investors who suffered substantial losses in Webull shares during the class period should contact Hagens Berman to discuss their rights. Class Period: Apr. 26, 2025 \u2013 Oct. 6, 2026 Lead Plaintiff Deadline: Dec. 7, 2026 Visit: www.hbsslaw.com\/bull Contact Email: &hellip; <\/p>\n<p class=\"link-more\"><a href=\"https:\/\/www.marketnewsdesk.com\/index.php\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\/\" class=\"more-link\">Continue reading<span class=\"screen-reader-text\"> &#8220;BULL INVESTOR ALERT: Webull Hit With FINRA AML Fine, Stock Slides Again; Securities Class Action Pending \u2013 HBSS&#8221;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[],"tags":[],"class_list":["post-1020785","post","type-post","status-publish","format-standard","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>BULL INVESTOR ALERT: Webull Hit With FINRA AML Fine, Stock Slides Again; Securities Class Action Pending \u2013 HBSS - Market Newsdesk<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.marketnewsdesk.com\/index.php\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"BULL INVESTOR ALERT: Webull Hit With FINRA AML Fine, Stock Slides Again; Securities Class Action Pending \u2013 HBSS - Market Newsdesk\" \/>\n<meta property=\"og:description\" content=\"SAN FRANCISCO, Nov. 12, 2026 (GLOBE NEWSWIRE) &#8212; On November 5, 2026, investors in Webull Corporation (NASDAQ: BULL) saw the price of their shares slide nearly 11% after FINRA announced that it fined the company $4.2 million \u201cfor failing to implement reasonably designed programs for anti-money laundering (AML), identity theft prevention and best execution.\u201d The latest development follows a securities class action filed after the House Select Committee\u2019s October 7 findings regarding the company\u2019s operations and workforce ties in mainland China. Investors who suffered substantial losses in Webull shares during the class period should contact Hagens Berman to discuss their rights. Class Period: Apr. 26, 2025 \u2013 Oct. 6, 2026 Lead Plaintiff Deadline: Dec. 7, 2026 Visit: www.hbsslaw.com\/bull Contact Email: &hellip; Continue reading &quot;BULL INVESTOR ALERT: Webull Hit With FINRA AML Fine, Stock Slides Again; Securities Class Action Pending \u2013 HBSS&quot;\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.marketnewsdesk.com\/index.php\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\/\" \/>\n<meta property=\"og:site_name\" content=\"Market Newsdesk\" \/>\n<meta property=\"article:published_time\" content=\"2026-11-13T00:20:04+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=OTg3NjkzMyM3OTYzODc5IzIwMTg1MzI=\" \/>\n<meta name=\"author\" content=\"Newsdesk\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Newsdesk\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/index.php\\\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\\\/\"},\"author\":{\"name\":\"Newsdesk\",\"@id\":\"https:\\\/\\\/www.marketnewsdesk.com\\\/#\\\/schema\\\/person\\\/482f27a394d4fda80ecb5499e519d979\"},\"headline\":\"BULL INVESTOR ALERT: Webull Hit With FINRA AML Fine, Stock Slides Again; 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Securities Class Action Pending \u2013 HBSS - Market Newsdesk","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.marketnewsdesk.com\/index.php\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\/","og_locale":"en_US","og_type":"article","og_title":"BULL INVESTOR ALERT: Webull Hit With FINRA AML Fine, Stock Slides Again; Securities Class Action Pending \u2013 HBSS - Market Newsdesk","og_description":"SAN FRANCISCO, Nov. 12, 2026 (GLOBE NEWSWIRE) &#8212; On November 5, 2026, investors in Webull Corporation (NASDAQ: BULL) saw the price of their shares slide nearly 11% after FINRA announced that it fined the company $4.2 million \u201cfor failing to implement reasonably designed programs for anti-money laundering (AML), identity theft prevention and best execution.\u201d The latest development follows a securities class action filed after the House Select Committee\u2019s October 7 findings regarding the company\u2019s operations and workforce ties in mainland China. Investors who suffered substantial losses in Webull shares during the class period should contact Hagens Berman to discuss their rights. Class Period: Apr. 26, 2025 \u2013 Oct. 6, 2026 Lead Plaintiff Deadline: Dec. 7, 2026 Visit: www.hbsslaw.com\/bull Contact Email: &hellip; Continue reading \"BULL INVESTOR ALERT: Webull Hit With FINRA AML Fine, Stock Slides Again; Securities Class Action Pending \u2013 HBSS\"","og_url":"https:\/\/www.marketnewsdesk.com\/index.php\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\/","og_site_name":"Market Newsdesk","article_published_time":"2026-11-13T00:20:04+00:00","og_image":[{"url":"https:\/\/www.globenewswire.com\/newsroom\/ti?nf=OTg3NjkzMyM3OTYzODc5IzIwMTg1MzI=","type":"","width":"","height":""}],"author":"Newsdesk","twitter_card":"summary_large_image","twitter_misc":{"Written by":"Newsdesk","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.marketnewsdesk.com\/index.php\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\/#article","isPartOf":{"@id":"https:\/\/www.marketnewsdesk.com\/index.php\/bull-investor-alert-webull-hit-with-finra-aml-fine-stock-slides-again-securities-class-action-pending-hbss\/"},"author":{"name":"Newsdesk","@id":"https:\/\/www.marketnewsdesk.com\/#\/schema\/person\/482f27a394d4fda80ecb5499e519d979"},"headline":"BULL INVESTOR ALERT: Webull Hit With FINRA AML Fine, Stock Slides Again; 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