SHAREHOLDER ALERT BY FORMER LOUISIANA ATTORNEY GENERAL: KSF REMINDS INFY, IRBT, TEUM, UNIT INVESTORS of Lead Plaintiff Deadline in Class Action Lawsuits

NEW ORLEANS, Dec. 13, 2019 (GLOBE NEWSWIRE) — Kahn Swick & Foti, LLC (“KSF”) and KSF partner, former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors of pending deadlines in the following securities class action lawsuits:


Infosys Limited (INFY)


Class Period: 7/7/2018 – 10/20/2019
Lead Plaintiff Motion Deadline: December 23, 2019
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-infy/  


iRobot Corporation (IRBT)


Class Period: 11/21/2016 – 10/22/2019
Lead Plaintiff Motion Deadline: December 23, 2019
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nasdaqgs-irbt/ 


Pareteum Corporation (TEUM)


Class Period: 12/14/2017 – 10/21/2019
Lead Plaintiff Motion Deadline: December 23, 2019
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nasdaqcm-teum/     


Uniti Group Inc. (UNIT)


Class Period: 4/20/2015 – 2/15/2019
Lead Plaintiff Motion Deadline: December 30, 2019
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nasdaqgs-unit/      

If you purchased shares of the above companies and would like to discuss your legal rights and your right to recover for your economic loss, you may, without obligation or cost to you, contact KSF Managing Partner, Lewis Kahn, toll-free at 1-877-515-1850, via email (Lewis.Kahn@KSFcounsel.com), or via the case links above.

If you wish to serve as a Lead Plaintiff in the class action, you must petition the Court on or before the Lead Plaintiff Motion deadline.

About
KSF, whose partners include former Louisiana Attorney General Charles C. Foti, Jr., is one of the nation’s premier boutique securities litigation law firms. KSF serves a variety of clients – including public institutional investors, hedge funds, money managers and retail investors – in seeking recoveries for investment losses emanating from corporate fraud or malfeasance by publicly traded companies. KSF has offices in New York, California and Louisiana.

To learn more about KSF, you may visit www.ksfcounsel.com.

Contact:

Kahn Swick & Foti, LLC
Lewis Kahn, Managing Partner
lewis.kahn@ksfcounsel.com
1-877-515-1850
1100 Poydras St., Suite 3200
New Orleans, LA 70163

SHAREHOLDER ALERT BY FORMER LOUISIANA ATTORNEY GENERAL: KSF REMINDS FCAU, PRU INVESTORS of Lead Plaintiff Deadline in Class Action Lawsuits

NEW ORLEANS, Dec. 13, 2019 (GLOBE NEWSWIRE) — Kahn Swick & Foti, LLC (“KSF”) and KSF partner, former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors of pending deadlines in the following securities class action lawsuits:


Prudential Financial, Inc. (PRU)


Class Period: 2/15/2019 – 8/2/2019
Lead Plaintiff Motion Deadline: January 27, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-pru/   


Fiat Chrysler Automobiles N.V. (FCAU)


Class Period: 2/26/2016 – 11/20/2019
Lead Plaintiff Motion Deadline: January 31, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-fcau/    

If you purchased shares of the above companies and would like to discuss your legal rights and your right to recover for your economic loss, you may, without obligation or cost to you, contact KSF Managing Partner, Lewis Kahn, toll-free at 1-877-515-1850, via email (Lewis.Kahn@KSFcounsel.com), or via the case links above.

If you wish to serve as a Lead Plaintiff in the class action, you must petition the Court on or before the Lead Plaintiff Motion deadline.

About
KSF, whose partners include former Louisiana Attorney General Charles C. Foti, Jr., is one of the nation’s premier boutique securities litigation law firms. KSF serves a variety of clients – including public institutional investors, hedge funds, money managers and retail investors – in seeking recoveries for investment losses emanating from corporate fraud or malfeasance by publicly traded companies. KSF has offices in New York, California and Louisiana.

To learn more about KSF, you may visit www.ksfcounsel.com.

Contact:

Kahn Swick & Foti, LLC
Lewis Kahn, Managing Partner
lewis.kahn@ksfcounsel.com
1-877-515-1850
1100 Poydras St., Suite 3200
New Orleans, LA 70163

SHAREHOLDER ALERT BY FORMER LOUISIANA ATTORNEY GENERAL: KSF REMINDS BAX, CGC, GRUB, SEE INVESTORS of Lead Plaintiff Deadline in Class Action Lawsuits

NEW ORLEANS, Dec. 13, 2019 (GLOBE NEWSWIRE) — Kahn Swick & Foti, LLC (“KSF”) and KSF partner, former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors of pending deadlines in the following securities class action lawsuits:


Sealed Air Corporation (SEE)


Class Period: 11/5/2014 – 8/6/2018
Lead Plaintiff Motion Deadline: January 2, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-see/


Canopy Growth Corporation (CGC)


Class Period: 9/8/2017 – 11/13/2019
Lead Plaintiff Motion Deadline: January 20, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-cgc/   


Grubhub Inc. (GRUB)


Class Period: 7/30/2019 – 10/28/2019
Lead Plaintiff Motion Deadline: January 21, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-grub/             


Baxter International Inc. (BAX)


Class Period: 2/21/2019 – 10/23/2019
Lead Plaintiff Motion Deadline: January 24, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-bax/         

If you purchased shares of the above companies and would like to discuss your legal rights and your right to recover for your economic loss, you may, without obligation or cost to you, contact KSF Managing Partner, Lewis Kahn, toll-free at 1-877-515-1850, via email (Lewis.Kahn@KSFcounsel.com), or via the case links above.

If you wish to serve as a Lead Plaintiff in the class action, you must petition the Court on or before the Lead Plaintiff Motion deadline.

About
KSF, whose partners include former Louisiana Attorney General Charles C. Foti, Jr., is one of the nation’s premier boutique securities litigation law firms. KSF serves a variety of clients – including public institutional investors, hedge funds, money managers and retail investors – in seeking recoveries for investment losses emanating from corporate fraud or malfeasance by publicly traded companies. KSF has offices in New York, California and Louisiana.

To learn more about KSF, you may visit www.ksfcounsel.com.

Contact:

Kahn Swick & Foti, LLC

Lewis Kahn, Managing Partner
lewis.kahn@ksfcounsel.com
1-877-515-1850
1100 Poydras St., Suite 3200
New Orleans, LA 70163

SHAREHOLDER ALERT BY FORMER LOUISIANA ATTORNEY GENERAL: KSF REMINDS AZZ, QUAD, REZI, TIGR INVESTORS of Lead Plaintiff Deadline in Class Action Lawsuits

NEW ORLEANS, Dec. 13, 2019 (GLOBE NEWSWIRE) — Kahn Swick & Foti, LLC (“KSF”) and KSF partner, former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors of pending deadlines in the following securities class action lawsuits:


AZZ Inc. (AZZ)


Class Period: 7/3/2018 – 10/8/2019
Lead Plaintiff Motion Deadline: January 3, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-azz/  


Up Fintech Holding Limited (TIGR)


Class Period: 3/20/2019 – 5/16/2019 or American Depository Shares issued either in or after the March 2019 Initial Public Offering.
Lead Plaintiff Motion Deadline: January 6, 2020
SECURITIES FRAUD, MISLEADING PROSPECTUS
To learn more, visit https://www.ksfcounsel.com/cases/up-fintech-holding-limited-nasdaqgs-tigr/             


Quad/Graphics, Inc. (QUAD)


Class Period: 2/21/2018 – 10/29/2019
Lead Plaintiff Motion Deadline: January 6, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-quad/            


Resideo Technologies, Inc. (REZI)


Class Period: 10/10/2018 – 10/22/2019
Lead Plaintiff Motion Deadline: January 7, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-rezi/

If you purchased shares of the above companies and would like to discuss your legal rights and your right to recover for your economic loss, you may, without obligation or cost to you, contact KSF Managing Partner, Lewis Kahn, toll-free at 1-877-515-1850, via email (Lewis.Kahn@KSFcounsel.com), or via the case links above.

If you wish to serve as a Lead Plaintiff in the class action, you must petition the Court on or before the Lead Plaintiff Motion deadline.

About
KSF, whose partners include former Louisiana Attorney General Charles C. Foti, Jr., is one of the nation’s premier boutique securities litigation law firms. KSF serves a variety of clients – including public institutional investors, hedge funds, money managers and retail investors – in seeking recoveries for investment losses emanating from corporate fraud or malfeasance by publicly traded companies. KSF has offices in New York, California and Louisiana.

To learn more about KSF, you may visit www.ksfcounsel.com.

Contact:

Kahn Swick & Foti, LLC
Lewis Kahn, Managing Partner
lewis.kahn@ksfcounsel.com
1-877-515-1850
1100 Poydras St., Suite 3200
New Orleans, LA 70163

SHAREHOLDER ALERT BY FORMER LOUISIANA ATTORNEY GENERAL: KSF REMINDS AFI, PLT, WSG, YJ INVESTORS of Lead Plaintiff Deadline in Class Action Lawsuits

NEW ORLEANS, Dec. 13, 2019 (GLOBE NEWSWIRE) — Kahn Swick & Foti, LLC (“KSF”) and KSF partner, former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors of pending deadlines in the following securities class action lawsuits:


Plantronics, Inc. (PLT)


Class Period: 7/2/2018 – 11/5/2019
Lead Plaintiff Motion Deadline: January 13, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-plt/    


Yunji Inc. (YJ)


Class Period: American Depository Shares issued either in or after the May 2019 Initial Public Offering.
Lead Plaintiff Motion Deadline: January 13, 2020
MISLEADING PROSPECTUS
To learn more, visit https://www.ksfcounsel.com/cases/nasdaqgm-yj/              


Armstrong Flooring, Inc. (AFI)


Class Period: 3/6/2018 – 11/4/2019
Lead Plaintiff Motion Deadline: January 14, 2020
SECURITIES FRAUD
To learn more, visit https://www.ksfcounsel.com/cases/nyse-afi/             


Wanda Sports Group Company Limited (WSG)


Class Period: securities issued either in or after the July 2019 Initial Public Offering.
Lead Plaintiff Motion Deadline: January 17, 2020
MISLEADING PROSPECTUS
To learn more, visit https://www.ksfcounsel.com/cases/nasdaqgs-wsg/  

If you purchased shares of the above companies and would like to discuss your legal rights and your right to recover for your economic loss, you may, without obligation or cost to you, contact KSF Managing Partner, Lewis Kahn, toll-free at 1-877-515-1850, via email (Lewis.Kahn@KSFcounsel.com), or via the case links above.

If you wish to serve as a Lead Plaintiff in the class action, you must petition the Court on or before the Lead Plaintiff Motion deadline.

About
KSF, whose partners include former Louisiana Attorney General Charles C. Foti, Jr., is one of the nation’s premier boutique securities litigation law firms. KSF serves a variety of clients – including public institutional investors, hedge funds, money managers and retail investors – in seeking recoveries for investment losses emanating from corporate fraud or malfeasance by publicly traded companies. KSF has offices in New York, California and Louisiana.

To learn more about KSF, you may visit www.ksfcounsel.com.

Contact:

Kahn Swick & Foti, LLC
Lewis Kahn, Managing Partner
lewis.kahn@ksfcounsel.com
1-877-515-1850
1100 Poydras St., Suite 3200
New Orleans, LA 70163

COMMUNITY HEALTH INVESTIGATION INITIATED BY FORMER LOUISIANA ATTORNEY GENERAL: Kahn Swick & Foti, LLC Investigates the Officers and Directors of Community Health Systems, Inc. – CYH

PR Newswire

NEW ORLEANS, Dec. 13, 2019 /PRNewswire/ — Former Attorney General of Louisiana, Charles C. Foti, Jr., Esq., a partner at the law firm of Kahn Swick & Foti, LLC (“KSF”), announces that KSF has commenced an investigation into Community Health Systems, Inc. (NYSE: CYH).

Kahn Swick & Foti, LLC ("KSF") - - not all law firms are created equal.  Visit www.ksfcounsel.com to learn more about KSF. (PRNewsfoto/Kahn Swick & Foti, LLC)

On February 27, 2018, the Company announced fourth quarter and full year 2017 financial results, revealing that its previously reported contractual allowances and bad debt provision was understated by $591 million causing a 16.7% decrease to net operating revenues compared to the previous year. Thereafter, the Company and certain of its executives were sued in a securities class action lawsuit, charging them with failing to disclose material information during the Class Period, violating federal securities laws.

KSF’s investigation is focusing on whether Community Health’s officers and/or directors breached their fiduciary duties to Community Health’s shareholders or otherwise violated state or federal laws.

If you have information that would assist KSF in its investigation, or have been a long-term holder of Community Health shares and would like to discuss your legal rights, you may, without obligation or cost to you, call toll-free at 1-877-515-1850 or email KSF Managing Partner Lewis Kahn (lewis.kahn@ksfcounsel.com), or visit https://www.ksfcounsel.com/cases/nyse-cyh/ to learn more.

About Kahn Swick & Foti, LLC

KSF, whose partners include former Louisiana Attorney General Charles C. Foti, Jr., is one of the nation’s premier boutique securities litigation law firms. KSF serves a variety of clients – including public institutional investors, hedge funds, money managers and retail investors – in seeking recoveries for investment losses emanating from corporate fraud or malfeasance by publicly traded companies. KSF has offices in New York, California and Louisiana.

To learn more about KSF, you may visit www.ksfcounsel.com.

Contact:

Kahn Swick & Foti, LLC
Lewis Kahn, Managing Partner
lewis.kahn@ksfcounsel.com
1-877-515-1850
1100 Poydras St., Suite 3200
New Orleans, LA 70163

Cision View original content to download multimedia:http://www.prnewswire.com/news-releases/community-health-investigation-initiated-by-former-louisiana-attorney-general-kahn-swick–foti-llc-investigates-the-officers-and-directors-of-community-health-systems-inc—cyh-300974827.html

SOURCE Kahn Swick & Foti, LLC

CV SCIENCES INVESTIGATION INITIATED By Former Louisiana Attorney General: Kahn Swick & Foti, LLC Investigates the Officers and Directors of CV Sciences, Inc. – CVSI

CV SCIENCES INVESTIGATION INITIATED By Former Louisiana Attorney General: Kahn Swick & Foti, LLC Investigates the Officers and Directors of CV Sciences, Inc. – CVSI

NEW ORLEANS–(BUSINESS WIRE)–
Former Attorney General of Louisiana, Charles C. Foti, Jr., Esq., a partner at the law firm of Kahn Swick & Foti, LLC (“KSF”), announces that KSF has commenced an investigation into CV Sciences, Inc. (OTC: CVSI).

In 2016, the Company filed a patent application with the U.S. Patent Trademark Office (“USPTO”) for its lead product, CVSI-007. On December 14, 2017, the USPTO issued a final rejection for the Patent Application for CVSI-007, affirming its first rejection previously made on April 27, 2017 and sent to the Company on June 6, 2017. However, the Company failed to disclose the rejection to shareholders, instead consistently touting CVSI-007 as being “patent-pending,” “proprietary,” and “patent-protectable.” Then, on August 20, 2018, the rejections of the patent application and the Company’s failure to disclose them were publicly revealed in a Tweet issued by Citron Research.

Thereafter, the Company and certain of its executives were sued in securities class action lawsuits, charging them with failing to disclose material information during the Class Period, violating federal securities laws. Recently, the court in that consolidated case denied the Company’s motion to dismiss, allowing the case to move forward.

KSF’s investigation is focusing on whether CV’s officers and/or directors breached their fiduciary duties to CV’s shareholders or otherwise violated state or federal laws.

If you have information that would assist KSF in its investigation, or have been a long-term holder of CV Sciences, Inc. shares and would like to discuss your legal rights, you may, without obligation or cost to you, call toll-free at 1-877-515-1850 or email KSF Managing Partner Lewis Kahn (lewis.kahn@ksfcounsel.com), or visit https://www.ksfcounsel.com/cases/otc-cvsi/ to learn more.

About Kahn Swick & Foti, LLC

KSF, whose partners include former Louisiana Attorney General Charles C. Foti, Jr., is one of the nation’s premier boutique securities litigation law firms. KSF serves a variety of clients – including public institutional investors, hedge funds, money managers and retail investors – in seeking recoveries for investment losses emanating from corporate fraud or malfeasance by publicly traded companies. KSF has offices in New York, California and Louisiana.

To learn more about KSF, you may visit www.ksfcounsel.com.

Kahn Swick & Foti, LLC

Lewis Kahn, Managing Partner

lewis.kahn@ksfcounsel.com
1-877-515-1850

KEYWORDS: United States North America Louisiana

INDUSTRY KEYWORDS: Legal Professional Services

MEDIA:

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ADTRAN 72 HOUR DEADLINE ALERT: Former Louisiana Attorney General and Kahn Swick & Foti, LLC Remind Investors With Losses in Excess of $100,000 of Deadline in Class Action Lawsuit Against ADTRAN, Inc. – ADTN

ADTRAN 72 HOUR DEADLINE ALERT: Former Louisiana Attorney General and Kahn Swick & Foti, LLC Remind Investors With Losses in Excess of $100,000 of Deadline in Class Action Lawsuit Against ADTRAN, Inc. – ADTN

NEW ORLEANS–(BUSINESS WIRE)–
Kahn Swick & Foti, LLC (“KSF”) and KSF partner, the former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors that they have only until December 16, 2019 to file lead plaintiff applications in a securities class action lawsuit against ADTRAN, Inc. (NasdaqGS: ADTN), if they purchased the Company’s securities between February 28, 2019 through October 9, 2019, inclusive (the “Class Period”). This action is pending in the United States District Court for the Southern District of New York.

What You May Do

If you purchased securities of ADTRAN and would like to discuss your legal rights and how this case might affect you and your right to recover for your economic loss, you may, without obligation or cost to you, contact KSF Managing Partner Lewis Kahn toll-free at 1-877-515-1850 or via email (lewis.kahn@ksfcounsel.com), or visit https://www.ksfcounsel.com/cases/nasdaqgs-adtn/ to learn more. If you wish to serve as a lead plaintiff in this class action by overseeing lead counsel with the goal of obtaining a fair and just resolution, you must request this position by application to the Court by December 16, 2019.

About the Lawsuit

ADTRAN and certain of its executives are charged with failing to disclose material information during the Class Period, violating federal securities laws. On October 9, 2019, post-market, the Company announced its preliminary 3Q2019 financial results, disclosing that “revenue this quarter has been significantly impacted by a pause in shipments to a Tier 1 customer in Latin America and the continued slowdown in the spending at an international Tier 1 customer.” On this news, the price of ADTRAN’s shares plummeted.

The case is Burbridge v. ADTRAN, Inc., 19-cv-09619.

About Kahn Swick & Foti, LLC

KSF, whose partners include former Louisiana Attorney General Charles C. Foti, Jr., is one of the nation’s premier boutique securities litigation law firms. KSF serves a variety of clients – including public institutional investors, hedge funds, money managers and retail investors – in seeking recoveries for investment losses emanating from corporate fraud or malfeasance by publicly traded companies. KSF has offices in New York, California and Louisiana.

To learn more about KSF, you may visit www.ksfcounsel.com.

Kahn Swick & Foti, LLC

Lewis Kahn, Managing Partner

lewis.kahn@ksfcounsel.com

1-877-515-1850

1100 Poydras St., Suite 3200

New Orleans, LA 70163

KEYWORDS: United States North America Louisiana

INDUSTRY KEYWORDS: Legal Professional Services

MEDIA:

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UNDER ARMOUR INVESTIGATION INITIATED by Former Louisiana Attorney General: Kahn Swick & Foti, LLC Investigates the Officers and Directors of Under Armour, Inc. – UA

UNDER ARMOUR INVESTIGATION INITIATED by Former Louisiana Attorney General: Kahn Swick & Foti, LLC Investigates the Officers and Directors of Under Armour, Inc. – UA

NEW ORLEANS–(BUSINESS WIRE)–
Former Attorney General of Louisiana, Charles C. Foti, Jr., Esq., a partner at the law firm of Kahn Swick & Foti, LLC (“KSF”), announces that KSF has commenced an investigation into Under Armour, Inc. (NYSE: UA).

On November 3, 2019, media outlets reported that the Justice Department and the Securities and Exchange Commission was investigating the Company’s revenue recognition practices and whether it had shifted sales from quarter to quarter to make them appear stronger. The Company subsequently confirmed the probe, which it had been cooperating with since July 2017, but declined to provide additional details. Then, on November 14, 2019, The Wall Street Journal reported that the Company had utilized a range of sales and shipping tactics to reach sales goals and hide slowing demand, according to former company executives.

Thereafter, the Company and certain of its executives were sued in a securities class action lawsuit, charging them with failing to disclose material information during the Class Period, violating federal securities laws.

KSF’s investigation is focusing on whether Under Armour’s officers and/or directors breached their fiduciary duties to Under Armour’s shareholders or otherwise violated state or federal laws.

If you have information that would assist KSF in its investigation, or have been a long-term holder of Under Armour shares and would like to discuss your legal rights, you may, without obligation or cost to you, call toll-free at 1-877-515-1850 or email KSF Managing Partner Lewis Kahn (lewis.kahn@ksfcounsel.com), or visit https://www.ksfcounsel.com/cases/nyse-ua/ to learn more.

About Kahn Swick & Foti, LLC

KSF, whose partners include former Louisiana Attorney General Charles C. Foti, Jr., is one of the nation’s premier boutique securities litigation law firms. KSF serves a variety of clients – including public institutional investors, hedge funds, money managers and retail investors – in seeking recoveries for investment losses emanating from corporate fraud or malfeasance by publicly traded companies. KSF has offices in New York, California and Louisiana.

To learn more about KSF, you may visit www.ksfcounsel.com.

Kahn Swick & Foti, LLC

Lewis Kahn, Managing Partner

lewis.kahn@ksfcounsel.com

1-877-515-1850

1100 Poydras St., Suite 3200

New Orleans, LA 70163

KEYWORDS: United States North America Louisiana

INDUSTRY KEYWORDS: Legal Professional Services

MEDIA:

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KBW Announces Index Rebalancing for Fourth-Quarter 2019

NEW YORK, Dec. 13, 2019 (GLOBE NEWSWIRE) — Keefe, Bruyette & Woods, Inc., a full‐service, boutique investment bank and broker‐dealer that specializes in the financial services sector, and a wholly owned subsidiary of Stifel Financial Corp. (NYSE: SF), announces the upcoming index rebalancing for the fourth quarter of 2019.

This quarter, there are constituent changes within four of our indexes, including the KBW Nasdaq Financial Sector Dividend Yield Index (Index Ticker: KDX), the KBW Nasdaq Financial Technology Index (Index Ticker: KFTX), the KBW Nasdaq Global Bank Index (Index Ticker: GBKX), and the KBW Nasdaq Premium Yield Equity REIT Index (Index Ticker: KYX). 

There are a number of changes to the two modified-dividend-yield-weighted indexes – KDX and the KYX – to adjust annually for relevant dividend yields and ensure the integrity of these indexes. Both KDX and KYX are specifically constructed to include those eligible companies with competitive dividend yields.

These changes will be effective prior to the opening of business on Monday, December 23, 2019.

As part of this rebalancing, below are the component level changes across various indices:


KBW Nasdaq Financial Sector Dividend Yield Index (Index Ticker: KDX; ETF Ticker: KBWD)

     

Add (12):
  Apollo Commercial Real Estate Finance, Inc. (NYSE: ARI)
    Apollo Global Management Inc. (NYSE: APO)
    Apollo Investment Corporation (NASDAQ: AINV)
    Bank of N.T. Butterfield & Son Limited (NYSE: NTB)
    BlackRock TCP Capital Corporation (NASDAQ: TCPC)
    New Mountain Finance Corporation (NYSE: NMFC)
    Newtek Business Services Corporation (NASDAQ: NEWT)
    PennantPark Investment Corporation (NASDAQ: PNNT)
    Prospect Capital Corporation (NASDAQ: PSEC)
    Prudential Financial, Inc. (NYSE: PRU)
    TCG BDC, Inc. (NASDAQ: CGBD)
    Virtu Financial, Inc. (NASDAQ: VIRT)
     

Delete (11):
  AG Mortgage Investment Trust, Inc. (NYSE: MITT)
    Aircastle Limited (NYSE: AYR)
    Arlington Asset Investment Corporation (NYSE: AI)
    BlackRock Capital Investment Corporation (NASDAQ: BKCC)
    Chimera Investment Corporation (NYSE: CIM)
    Federated Investors, Inc. (NYSE: FII)
    Legg Mason, Inc. (NYSE: LM)
    Monroe Capital Corporation (NASDAQ: MRCC)
    People’s United Financial, Inc. (NASDAQ: PBCT)
    THL Credit, Inc. (NASDAQ: TCRD)
    Valley National Bancorp (NASDAQ: VLY)
     

KBW Nasdaq Financial Technology Index (Index Ticker: KFTX,
ETF Ticker: FTEK.LN)
     

Add (2):
  GreenSky, Inc. (NASDAQ: GSKY)
    Meta Financial Group, Inc. (NASDAQ: CASH)
     

Delete (2):
  LendingTree, Inc. (NASDAQ: TREE)
    On Deck Capital, Inc. (NYSE: ONDK)
     
ONDK failed to meet the minimum market capitalization requirement for continued inclusion.
TREE failed to meet the average daily trading volume (ADTV) requirement for continued inclusion.
     

KBW Nasdaq Global Bank Index (Index Ticker: GBKX)
     

Add (1):
  Toronto-Dominion Bank (TSX: TD)
     

KBW Nasdaq Premium Yield Equity REIT Index (Index Ticker: KYX; ETF Ticker: KBWY)
     

Add (10):
  American Finance Trust, Inc. (NASDAQ: AFIN)
    Brandywine Realty Trust (NYSE: BDN)
    Brookfield Property REIT Inc. (NASDAQ: BPR)
    CorePoint Lodging, Inc. (NYSE: CPLG)
    Gladstone Commercial Corporation (NASDAQ: GOOD)
    Global Medical REIT Inc. (NYSE: GMRE)
    Industrial Logistics Properties Trust (NASDAQ: ILPT)
    Macerich Company (NYSE: MAC)
    Tanger Factory Outlet Centers, Inc. (NYSE: SKT)
    Taubman Centers, Inc. (NYSE: TCO)
     

Delete (9):
  Braemar Hotels & Resorts, Inc. (NYSE: BHR)
    Brixmor Property Group, Inc. (NYSE: BRX)
    Gaming and Leisure Properties, Inc. (NASDAQ: GLPI)
    Kite Realty Group Trust (NYSE: KRG)
    Lexington Realty Trust (NYSE: LXP)
    Omega Healthcare Investors, Inc. (NYSE: OHI)
    Summit Hotel Properties, Inc. (NYSE: INN)
    VEREIT, Inc. (NYSE: VER)
    Washington Prime Group Inc. (NYSE: WPG)
     

Several of the KBW Nasdaq indices have tradable exchange‐traded funds licensed: KBW Nasdaq Bank Index (Index Ticker: BKXSM, ETF Ticker: KBWBSM); KBW Nasdaq Capital Markets Index (Index Ticker: KSXSM); KBW Nasdaq Insurance Index (Index Ticker: KIXSM); KBW Nasdaq Regional Banking Index (Index Ticker: KRXSM, ETF Ticker: KBWRSM); KBW Nasdaq Financial Sector Dividend Yield Index (Index Ticker: KDXSM, ETF Ticker: KBWDSM); KBW Nasdaq Premium Yield Equity REIT Index (Index Ticker: KYXSM, ETF Ticker: KBWYSM); KBW Nasdaq Property and Casualty Insurance Index (Index Ticker: KPXSM, ETF Ticker: KBWPSM); KBW Nasdaq Global Bank Index (Index Ticker: GBKXSM); KBW Nasdaq Financial Technology Index (Index Ticker: KFTXSM, ETF Ticker: FTEK.LNSM).

Not all of the listed securities may be suitable for retail investors; in addition, not all of the listed securities may be available to U.S. investors. European investors interested in FTEK LN can contact Invesco at https://etf.invesco.com/gb/private/en/product/invesco-kbw-nasdaq-fintech-ucits-etf-acc/trading-information. U.S. investors cannot buy or hold FTEK LN. An investor cannot invest directly in an index.

About KBW
KBW (Keefe, Bruyette & Woods, Inc., operating in the U.S., and Stifel Nicolaus Europe Limited, also trading as Keefe, Bruyette & Woods Europe, operating in Europe) is a Stifel company. Over the years, KBW has established itself as a leading independent authority in the banking, insurance, brokerage, asset management, mortgage banking and specialty finance sectors. Founded in 1962, the firm maintains industry‐leading positions in the areas of research, corporate finance, mergers and acquisitions as well as sales and trading in equities securities of financial services companies.

Media Contact

Neil Shapiro, (212) 271-3447
shapiron@stifel.com